C:*SEC - SEC target Georgiou appeals for release
[2010-03-15 15:17 ET]
SEC target George Georgiou, who is in jail awaiting sentencing for criminal fraud charges, is asking the appeal court to reinstate his bail. He says he has grounds for a new trial, and does not represent a flight risk. more... C:*SEC - SEC names Vancouverite in Recov Energy suit
[2010-03-12 14:27 ET]
The SEC has filed civil fraud charges against Vancouver resident Victoria Chen and others for receiving and selling improperly issued shares of an OTC-BB company. The regulator says the company issued the shares to settle debts that did not exist. more... C:*SEC - SEC wins $1-million (U.S.) order against Whittemore
[2010-03-11 14:31 ET]
The SEC has won $1-million (U.S.) in penalties against David Whittemore, a Texas man who sent phony voice mails touting Yap International Inc. Mr. Whittemore unsuccessfully argued that his lawyer, Phillip Offill, was "the real bad guy." more... C:*SEC - SEC wins pump-and-dump case against Mrakuzic
[2010-03-10 14:27 ET]
The SEC has won its case against Vancouver broker Darko Mrakuzic. On March 8, a Florida jury found him guilty of civil fraud in the pump-and-dump of Global Development and Environmental Inc. The judge has yet to decide his fine. more... C:CMKX - CMKM Diamonds looks abroad for help
[2010-03-10 14:09 ET]
CMKM Diamonds class-action lawyer, A. Clifton Hodges, is increasing the heat on U.S. regulators to release trillions for his clients. He hopes to enlist the Queen's assistance. more... C:*CNSX - Pure competitor Alpha increases market share again
[2010-03-09 17:40 ET]
Pure Trading was Canada's third most active alternative trading system in the week ended March 5, 2010. Alpha captured a record 30 per cent of TSX stocks on Monday while Chi-X offered an analogy between the Olympics and trading stocks. more... C:*SEC - SEC target Robinson loses motion to dismiss
[2010-03-09 16:55 ET]
SEC target Dallas Robinson has lost his motion to dismiss civil charges for the Prime Time Group Inc. fraud on jurisdictional grounds. A Florida judge has ruled that Mr. Robinson was present in the state, both physically and electronically. more... C:*SEC - SEC target Richard Dabney loses bid to waive fine
[2010-03-05 14:32 ET]
SEC target Richard Dabney has lost his motion to waive his penalty for the Strategy X Inc. market manipulation. He unsuccessfully argued that he had no money to pay $533,543 (U.S.) in fines and disgorgement. more... C:CMKX - ASC moves on CMKM's controversial promoter
[2010-03-05 11:30 ET]
CMKM Diamonds' former CEO, Urban Casavant, is the subject of a hearing order by the Alberta Securities Commission banning him from the market in that province. more... C:*SEC - SEC target Stocker asks for short sentence
[2010-03-04 14:42 ET]
SEC target David Stocker has asked for a sentence of one year in jail, plus one year of home confinement. A Virginia judge will sentence him on March 8 for a scheme that helped insiders illegally acquire free-trading shares. more... 
| | US Headlines
COV - Covidien Announces Results from 2010 Annual General Meeting
[2010-03-16 07:24 ET]
AVII - AVI BioPharma Announces Fourth Quarter and Full Year 2009 Financial Results
[2010-03-16 07:15 ET]
NITE - Knight Capital Group Announces Pricing of $325 Million of Cash Convertible Senior Subordinated Notes
[2010-03-16 07:15 ET]
RDS - Royal Dutch Shell plc: Filing of Annual Report on Form 20-F for the Year Ended December 31, 2009 With the U.S. Securities and Exchange Commission
[2010-03-16 07:13 ET]
RDSA - Royal Dutch Shell plc: Filing of Annual Report on Form 20-F for the Year Ended December 31, 2009 With the U.S. Securities and Exchange Commission
[2010-03-16 07:13 ET]
RDSB - Royal Dutch Shell plc: Filing of Annual Report on Form 20-F for the Year Ended December 31, 2009 With the U.S. Securities and Exchange Commission
[2010-03-16 07:13 ET]
LGDI - Legend International Holdings Inc. Phosphate Project - Further Milestones and Project Update
[2010-03-16 07:11 ET]
VIAB - Madrid Rocks!! MTV Selects Madrid as Host City for 2010 MTV EMAs
[2010-03-16 07:09 ET]
VIA - Madrid Rocks!! MTV Selects Madrid as Host City for 2010 MTV EMAs
[2010-03-16 07:09 ET]
BRDY - Brady Acquires Viveo Switzerland to Extend its Reach in Commodities Markets
[2010-03-16 07:08 ET]
TD - Globe says Basel would diminish value of TD, RBC assets
[2010-03-16 07:27 ET]
more... ARE - Globe says Aecon Group poised for growth
[2010-03-16 07:23 ET]
more... RIM - Globe says RIM expected to surprise on the upside
[2010-03-16 07:21 ET]
more... ACT - Active Control appoints Abbene as director
[2010-03-16 07:21 ET]
Active Control Technology Inc. is appointing Michael Abbene to its board of directors. The company is granting Mr. Abbene option to buy 250,000 shares at 10 cents for five years. more... PBN - Globe says Campbell awaits good things from PetroBakken
[2010-03-16 07:18 ET]
more... BNS - Globe says Scotiabank CEO doubts Basel will hold
[2010-03-16 07:14 ET]
more... CAE - Globe/CP say CAE sells three simulators to Lion Air
[2010-03-16 07:13 ET]
more... CRK - Crocodile Gold names Keough as COO
[2010-03-16 07:12 ET]
Crocodile Gold Corp. is naming David Keough as its chief operating officer. Mr. Keough replaces Grant Davey, who resigned for personal reasons. more... ELC - Globe says CIC mystified by South African delays
[2010-03-16 07:07 ET]
more... HLF - Globe says High Liner Foods having a good year
[2010-03-16 07:02 ET]
more...
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