C:*SEC - SEC wins $1-million (U.S.) order against Whittemore
[2010-03-11 14:31 ET]
The SEC has won $1-million (U.S.) in penalties against David Whittemore, a Texas man who sent phony voice mails touting Yap International Inc. Mr. Whittemore unsuccessfully argued that his lawyer, Phillip Offill, was "the real bad guy." more... C:*SEC - SEC wins pump-and-dump case against Mrakuzic
[2010-03-10 14:27 ET]
The SEC has won its case against Vancouver broker Darko Mrakuzic. On March 8, a Florida jury found him guilty of civil fraud in the pump-and-dump of Global Development and Environmental Inc. The judge has yet to decide his fine. more... C:CMKX - CMKM Diamonds looks abroad for help
[2010-03-10 14:09 ET]
CMKM Diamonds class-action lawyer, A. Clifton Hodges, is increasing the heat on U.S. regulators to release trillions for his clients. He hopes to enlist the Queen's assistance. more... C:*CNSX - Pure competitor Alpha increases market share again
[2010-03-09 17:40 ET]
Pure Trading was Canada's third most active alternative trading system in the week ended March 5, 2010. Alpha captured a record 30 per cent of TSX stocks on Monday while Chi-X offered an analogy between the Olympics and trading stocks. more... C:*SEC - SEC target Robinson loses motion to dismiss
[2010-03-09 16:55 ET]
SEC target Dallas Robinson has lost his motion to dismiss civil charges for the Prime Time Group Inc. fraud on jurisdictional grounds. A Florida judge has ruled that Mr. Robinson was present in the state, both physically and electronically. more... C:*SEC - SEC target Richard Dabney loses bid to waive fine
[2010-03-05 14:32 ET]
SEC target Richard Dabney has lost his motion to waive his penalty for the Strategy X Inc. market manipulation. He unsuccessfully argued that he had no money to pay $533,543 (U.S.) in fines and disgorgement. more... C:CMKX - ASC moves on CMKM's controversial promoter
[2010-03-05 11:30 ET]
CMKM Diamonds' former CEO, Urban Casavant, is the subject of a hearing order by the Alberta Securities Commission banning him from the market in that province. more... C:*SEC - SEC target Stocker asks for short sentence
[2010-03-04 14:42 ET]
SEC target David Stocker has asked for a sentence of one year in jail, plus one year of home confinement. A Virginia judge will sentence him on March 8 for a scheme that helped insiders illegally acquire free-trading shares. more... C:*SEC - SEC seeks summary judgment against Sedona defendants
[2010-03-03 14:59 ET]
The SEC is seeking a summary judgment against Anthony Wile, Scott Lines and Brian Lines for the Sedona Software Solutions Inc. market manipulation. The regulator is asking the judge to ban the men without a full trial. more... C:*CNSX - Pure Trading competitors tout consolidated market feeds
[2010-03-02 18:56 ET]
Pure Trading was Canada's third most active alternative trading system in the week ended Feb. 26, 2010. While the TMX IP continues to wait for Alpha's feed, other ATSs are competing with their own consolidated feed packages. more... 
| | US Headlines
GOLF - Golfsmith to Give Away New Callaway Drivers if Phil Mickelson Wins The Masters
[2010-03-12 14:06 ET]
TWO - Two Harbors Investment Corp. Announces First Quarter 2010 Dividend of $0.36 per Share
[2010-03-12 14:05 ET]
BABY - Natus to Present at the Roth Capital Partners 22nd Annual Growth Stock Conference
[2010-03-12 14:05 ET]
UHAL - Newington U-Haul Introduces Self-Storage Reuse Center
[2010-03-12 14:02 ET]
FLPC - Quuibus Technology, Inc. Has Completed Name and Trading Symbol Change to First Liberty Power Corp. (OTCBB: FLPC) With Focus on Strategic Energy and Mineral Exploration
[2010-03-12 14:02 ET]
TU - TELUS renews expiring shareholder rights plan
[2010-03-12 14:00 ET]
SMHG - Sanders Morris Harris Group Reclassifies Gain from Capital Markets Sale; Recurring Earnings from Continuing Operations and Earnings Per Share Unaffected
[2010-03-12 14:00 ET]
SCHS - School Specialty Early Childhood Book Advances Pre-K Literacy in Georgia
[2010-03-12 14:00 ET]
UHAL - U-Haul Offers 30 Days of Free Storage to Families Affected by Recent Flooding and Damaging Winds in Central Florida
[2010-03-12 13:57 ET]
UHAL - Worcester U-Haul Introduces Self-Storage Reuse Center
[2010-03-12 13:56 ET]
SQC - Aqueous Capital halted at 11:04 a.m. PT
[2010-03-12 14:06 ET]
Aqueous Capital Corp. has been halted, effective at 11:04 a.m. Pacific Time on March 12, 2010. more... IAG - Industrial Alliance receives financial rating "A"
[2010-03-12 14:01 ET]
Industrial Alliance Insurance & Financial Services Inc. has received a financial strength rating of "A." It has also received a issuer credit rating of "a plus." more... *IIROC - IIROC to hold Sauder hearing May 3
[2010-03-12 13:59 ET]
The Investment Industry Regulatory Organization of Canada will hold a hearing for Ian Sauder on May 3, 2010. The hearing concerns allegations that Mr. Sauder conducted transactions with clients' accounts without their knowledge. more... *IIROC - IIROC settles with Martin
[2010-03-12 13:57 ET]
The Investment Industry Regulatory Organization of Canada settled with David Harry Martin on Dec. 18, 2009. Mr. Martin will pay costs of $5,000 for violations which occurred at CIBC World Markets Inc. more... *IIROC - IIROC permanently bans Cornacchia
[2010-03-12 13:54 ET]
The Investment Industry Regulatory Organization of Canada has permanently banned Antonio Cornacchia from registration in any capacity with IIROC. The ban follows settlement of allegations of unbecoming conduct by Mr. Cornacchia in 2005 and 2006. more... NWF - North West Company to release 2009 results March 18
[2010-03-12 13:50 ET]
North West Company Fund will release its 2009 financial results on March 18, 2010. The fund will hold a conference call at 2 p.m. CST on the same day. more... BNG - Bengal consortium awarded Cauvery exploration licence
[2010-03-12 13:39 ET]
Bengal Energy Ltd.'s Caubery basin consortium has received a petroleum exploration licence for its 234,000-acre property. The consortium expects to start work immediately and will carry out magnetometry and 2-d seismic work in the first year. more... KSM - Kingsman samples 315 ppm Te, 85.79 g/t Au at Pathfinder
[2010-03-12 13:38 ET]
Kingsman Resources Inc. has sampled 315 parts per million tellurium and 85.79 grams per tonne gold at its Pathfinder property. Other samples include 142 ppm Te and 23.85 g/t Au. more... BOE - Americas Petrogas to resume at 11:30 a.m. PT
[2010-03-12 13:33 ET]
Americas Petrogas Inc. will resume at 11:30 a.m. Pacific Time on March 12, 2010, after announcing a $10-million financing. more... BOE - Americas Petrogas to raise up to $10-million
[2010-03-12 13:33 ET]
Americas Petrogas Inc. plans to raise up to $10-million in a bought deal financing. The company will use the money to explore and develop its oil and gas properties and on its potash project. more...
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