C:*SEC - SEC target Georgiou to remain in jail
[2010-03-19 14:35 ET]
SEC target George Georgiou has lost his bid to get out of jail. The U.S. Court of Appeals has denied his motion to reinstate his bail, after prosecutors successfully argued the former broker represents a flight risk. more... C:*SEC - SEC settles with Exotics.com's Rabinovitz and Corso
[2010-03-18 14:31 ET]
The SEC has settled with Brian Rabinovitz and Stephen Corso, two auditors in the Exotics.com market manipulation case. Both men have agreed to orders barring future violations, and Mr. Rabinovitz has agreed to a $30,000 (U.S.) fine. more... C:*SEC - SEC sues Russian for account hijackings
[2010-03-17 15:05 ET]
The SEC has filed a market manipulation lawsuit against Valery Maltsev, 36, of Russia. The regulator claims that Mr. Maltsev manipulated 38 stocks by hijacking brokerage accounts of unwitting investors. more... C:*CNSX - Pure competitor Alpha told to send feed to TMX
[2010-03-16 14:49 ET]
Pure Trading was the third most active of Canada's alternative trading systems in the week ended March 12, 2010. It appears that on behalf of the CSA, the OSC is applying pressure on Alpha ATS to provide its market data to the TMX IP. more... C:*SEC - SEC target Stocker receives 33 months
[2010-03-16 14:38 ET]
SEC target David Stocker has received 33 months in jail for securities fraud. The judge has also ordered him to pay $6.3-million (U.S.) in victim compensation and to turn $2.1-million (U.S.) in assets over to the government. more... C:*SEC - SEC target Georgiou appeals for release
[2010-03-15 15:17 ET]
SEC target George Georgiou, who is in jail awaiting sentencing for criminal fraud charges, is asking the appeal court to reinstate his bail. He says he has grounds for a new trial, and does not represent a flight risk. more... C:*SEC - SEC names Vancouverite in Recov Energy suit
[2010-03-12 14:27 ET]
The SEC has filed civil fraud charges against Vancouver resident Victoria Chen and others for receiving and selling improperly issued shares of an OTC-BB company. The regulator says the company issued the shares to settle debts that did not exist. more... C:*SEC - SEC wins $1-million (U.S.) order against Whittemore
[2010-03-11 14:31 ET]
The SEC has won $1-million (U.S.) in penalties against David Whittemore, a Texas man who sent phony voice mails touting Yap International Inc. Mr. Whittemore unsuccessfully argued that his lawyer, Phillip Offill, was "the real bad guy." more... C:*SEC - SEC wins pump-and-dump case against Mrakuzic
[2010-03-10 14:27 ET]
The SEC has won its case against Vancouver broker Darko Mrakuzic. On March 8, a Florida jury found him guilty of civil fraud in the pump-and-dump of Global Development and Environmental Inc. The judge has yet to decide his fine. more... C:CMKX - CMKM Diamonds looks abroad for help
[2010-03-10 14:09 ET]
CMKM Diamonds class-action lawyer, A. Clifton Hodges, is increasing the heat on U.S. regulators to release trillions for his clients. He hopes to enlist the Queen's assistance. more... 
| | US Headlines
TPR - Tapestry Resource closes $1.5-million private placement
[2010-03-19 21:17 ET]
Tapestry Resource Corp. has closed a private placement of five million units at 30 cents for $1.5-million. more... MGI - Migenix transfers operations to BioWest Therapeutics
[2010-03-19 20:47 ET]
Migenix Inc. has closed the plan of arrangement transfering its operations to BioWest Therapeutics Inc. Each Migenix shareholder has received 0.02 Class B Migenix share and 0.1 BioWest share. more... NGE - Nevada Exploration to merge with subsidiary
[2010-03-19 20:39 ET]
Nevada Exploration Inc. will merge with its 100-per-cent-owned subsidiary, 2107189 Ontario Inc. The company will cancel all issued shares of the subsidiary, and will assume its assets and liabilities. more... TBL - Taiga Building names Chai director after Sheik resigns
[2010-03-19 20:31 ET]
Taiga Building Products Ltd. has named Tan Thiam Chai as a director after Rayvin Sheik resigned. Mr. Tan is the chief financial officer of Berjaya Corp. Berhad in Malaysia. more... OE - One Exploration rights to expire March 26
[2010-03-19 20:27 ET]
One Exploration Inc. rights will trade for cash at the open on March 23, 2010. They will expire on March 26, 2010, and be delisted at the close on that day. more... CMJ - Colombian Mines private placement amendment
[2010-03-19 20:15 ET]
Colombian Mines Corp.'s private placement bulletin dated March 18, 2010, has been amended to include an additional finder's fee payable to M Partners Inc. more... CYQ - Changyu acquires remaining 49% of Jaishen rights
[2010-03-19 20:10 ET]
Changyu Medtech Ltd. has acquired the remaining medicine distribution and selling licences rights from Jiashen Medicine Ltd. The company also passed all resolutions at its annual general meeting on March 8, 2010. more... LEO - Lion Energy 11-million-share private placement
[2010-03-19 19:55 ET]
Lion Energy Corp. has received TSX-V approval for a private placement of 11 million shares at 30 cents. Forty-six hidden placees, one insider and 10 pro groups are subscribing. more... MHI - Mineral Hill hires Senergy for IR services
[2010-03-19 19:18 ET]
Mineral Hill Industries Ltd. has hired Senergy Communications Inc. for investor relations services. The company will pay Senergy $3,500 a month and grant it options to buy 300,000 shares. more... CXD - Cadan hopes to amend 500,000 warrants
[2010-03-19 19:12 ET]
Cadan Resources Corp. wants to amend 500,000 warrants issued on Oct. 8, 2009. It would like to lower their exercise price from $1.50 to $1.25 a share. more...
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