SEC target Knippa pleads not guilty
2016-05-30 10:26 ET - Street Wire
Also Street Wire (U-*SEC) U S Securities and Exchange Commission
Also Street Wire (U-FNRG) Forcefield Energy Inc
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Sounds pretty weak. Minor transgressions at best. Being paid a commission to raise money in the states is the only way to do it. Either the brokerage firm/bank rapes you or the promoters do. Either way you gotta pay to play. Forecasting the future price of stock is a violation as is pretending to represent another investment firm but it doesn't say anywhere that they made false or misleading statements about the company, its business or finances.
Posted by Ray at 2016-05-31 21:02
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