SEC charges Victoria man in manipulation case
2011-02-28 12:34 ET - Street Wire
Also Street Wire (U-*SEC) U.S. Securities and Exchange Commission
Not available.
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For once, it would be right for the SEC to go after funds to repay the loss of the shareholders. if the shareholders are not complaining where is the crime?
Posted by Bewildered at 2011-02-28 17:00
bewildered cries the registered reps defence, the real bewildered question should be whats taken so long to bring these types of cases before the SEC, OSC, BCSC, the illegal wash trades of fund controlled by selling broker thru nominee, even better abuse is the client buy recommendation while the broker nominee is filling the buy recommendation
Posted by bewilderment at 2011-03-01 08:24
this looks related....http://dockets.justia.com/docket/new-york/nysdce/1:2009cv08862/353670/
Posted by reality check at 2011-03-01 09:26
MONDAY, JUNE 2, 2008
A Money Manager's Ultimate Fight Game
http://online.barrons.com/article/SB121219578354834593.html
Posted by halcrow at 2011-03-01 13:24
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