CIRO fines RBC for failing to detect risky trades
2026-07-02 18:56 ET - Street Wire
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Mr. Caswell wrote an article on December 1, 2025, about the $695,000 that Regan Espeseth had to pay to CIRO. https://www.stockwatch.com/News/Item?bid=Z-C:*CIRO-3761333
At that time, JGL's website indicated that Mr. Espeseth was an employee. As of today, the vcompany's shows that he is still an employee https://jglcapital.ca/meet-the-team/
Posted by halcrow at 2026-07-02 19:49
Mr. Caswell wrote an article on December 1, 2025, about the $695,000 that Regan Espeseth had to pay to CIRO. https://www.stockwatch.com/News/Item?bid=Z-C:*CIRO-3761333
At that time, JGL's website indicated that Mr. Espeseth was an employee. As of today, the company's website shows that he is still an employee https://jglcapital.ca/meet-the-team/
Posted by halcrow at 2026-07-02 19:55