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18/12/14 - TSX Venture Exchange Stock Maintenance Bulletins
TSX VENTURE COMPANIES
CANADA COAL INC. ("CCK.H")
[formerly Canada Coal Inc. ("CCK")]
BULLETIN TYPE: CORRECTION - Transfer and New Addition to NEX, Symbol Change
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange bulletin dated December 13, 2018, the following symbol should have read, throughou
--->t the bulletin, as follows:
Canada Coal Inc. ("CCK")
All other information remains unchanged.
_______________________________________
MILLSTREAM MINES LTD. ("MLM.H")
[formerly Millstream Mines Ltd. ("MLM")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change, Remain Suspended
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
In accordance with TSX Venture Policy 2.5, the Company has not maintained the requirements for a TSX Venture Tier 2 co
--->mpany. Therefore, effective at the opening on Tuesday, December 18, 2018, the Company's listing will transfer to NEX,
---> the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from
--->Toronto to NEX.
As of December 18, 2018, the Company is subject to restrictions on share issuances and certain types of payments as se
--->t out in the NEX policies.
The trading symbol for the Company will change from MLM to MLM.H. There is no change in the Company's name, no change
---> in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or
--->Tier 2 symbols within the TSX Venture market.
Further to the TSX Venture bulletin issued January 9, 2017, trading in the shares of the Company will remain suspended
--->.
Members are prohibited from trading in the securities of the Company during the period of the suspension or until furt
--->her notice.
_______________________________________
NBS CAPITAL INC. ("NBS.P")
BULLETIN TYPE: New Listing-CPC-Shares
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
The Capital Pool Company's ('CPC') Prospectus dated November 27, 2018, has been filed with and accepted by TSX Venture
---> Exchange and the Ontario, British Columbia, Saskatchewan and Alberta Securities Commissions effective November 30, 20
--->18, under the provisions of the respective Securities Acts. The common shares of the Company will be listed and admit
--->ted to trading on TSX Venture Exchange, on the effective dates stated below.
The gross proceeds to be received by the Company for the Offering are $500,000 (5,000,000 common shares at $0.10 per s
--->hare).
Listing Date: At the close of business (5:01 p.m. EDT) on December 17, 2018.
Commence Date: The common shares will commence trading on TSX Venture Exchange at the opening Tuesday, December 18, 20
--->18, upon confirmation of closing.
The closing of the public offering is scheduled to occur before the market opening on December 18, 2018. A further no
--->tice will be issued upon receipt of closing confirmation.
Corporate Jurisdiction: Canada
Capitalization: Unlimited common shares with no par value of which 7,300,000 common shares are issued and outstanding
Escrowed Shares: 2,300,000 common shares
Transfer Agent: TSX Trust Company
Trading Symbol: NBS.P
CUSIP Number: 628759102
Agent: Industrial Alliance Securities Inc.
Agent's Options: 500,000 options to purchase one share at $0.10 for a period of 24 months from the date of the listing
--->.
For further information, please refer to the Company's prospectus dated November 27, 2018.
Company Contact: Paul Barbeau, CEO
Company Address: 11-300 Earl Grey Drive
Ottawa, ON K2T 1C1
Company Phone Number: (613) 232-1567 ext 201
Company email: paul@hypernet.ca
______________________________________
NEX Companies
TETHYS PETROLEUM LIMITED ("TPL.H")
BULLETIN TYPE: Consolidation
BULLETIN DATE: December 14, 2018
NEX Company
Pursuant to a special resolution passed by shareholders November 28, 2018, the Company has consolidated its capital on
---> a ten (10) old for one (1) new basis. The name of the Company has not been changed.
Effective at the opening Friday, December 21, 2018, the common shares of Tethys Petroleum Limited will commence tradin
--->g on TSX Venture Exchange on a consolidated basis. The Company is classified as an 'Oil & Gas Company' company.
Post - Consolidation
Capitalization: 145,000,000 shares with no par value of which
68,324,512 shares are issued and outstanding
Escrow Nil shares are subject to escrow
Transfer Agent: TSX Trust Company
Trading Symbol: TPL.H (UNCHANGED)
CUSIP Number: G87636 12 5 (new)
________________________________________
18/12/14 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
ARCH BIOPARTNERS INC. ("ARCH")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 17,123 shares to settle outstanding debt
--->for $25,000.
Number of Creditors: 1 Creditor
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
AUSTRAL GOLD LIMITED ("AGLD")
BULLETIN TYPE: Regional Office Change
BULLETIN DATE: December 14, 2018
TSX Venture Tier 1 Company
Pursuant to Policy 1.2, TSX Venture Exchange has been advised of, and accepted the change of the Filing and Regional O
--->ffice from Toronto, ON to Vancouver, BC.
________________________________________
CHILEAN METALS INC. ("CMX")
BULLETIN TYPE: Shares for Services, Remain Halted
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
Further to TSX Venture Exchange (the "Exchange") bulletin dated May 14, 2018, this is to advise that the Exchange has
--->accepted for filing the issuance of 119,144 additional post-consolidated common shares (based on a 4 for 1 share conso
--->lidation effective May 18, 2018) in consideration of severance pay pursuant to a Settlement Agreement dated March 9, 2
--->018.
Insider / Pro Group Participation:
Insider=Y /
Creditor Progroup=P # of Shares
Patrick Cruickshank Y 119,114
For further details, please refer to the Company's news releases dated March 14, 2018 and November 23, 2018.
________________________________________
DELPHX CAPITAL MARKETS INC. ("DELX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced
--->October 15, 2018:
Number of Shares: 2,280,000 shares
Purchase Price: $0.50 per share
Warrants: 1,140,000 share purchase warrants to purchase 1,140,000 shares
Warrant Exercise Price: $0.70 for a two year period
Number of Placees: 4 placees
Finder's Fee: $79,800 and 159,600 agent's options payable to Pathfinder Asset Management and Echelon Wealth Partners I
--->nc.
________________________________________
DIAGNOS INC. ("ADK")
BULLETIN TYPE: Private Placement Non-Brokered
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement:
Number of Shares: 6,650,000 common shares
Purchase Price: $0.05 per common share
Warrants: 6,650,000 warrants to purchase 6,650,000 common shares
Warrant Exercise Price: $0.06 until June 12, 2020
Number of Placees: 1 placee
Insider / Pro Group Participation: None
Finder's Fee: None
The Company has confirmed the closing of the Private Placement in a news release dated December 12, 2018.
DIAGNOS INC. (" ADK ")
TYPE DE BULLETIN : Placement prive sans l'entremise d'un courtier
DATE DU BULLETIN : Le 14 decembre 2018
Societe du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepte le depot de la documentation en vertu d'un placement prive sans l'entremise d'un co
--->urtier:
Nombre d'actions : 6 650 000 actions ordinaires
Prix : 0,05 $ par action ordinaire
Bons de souscription : 6 650 000 bons de souscription permettant de souscrire a 6 650 000 actions ordinaires
Prix d'exercice des bons : 0,06 $ jusqu'au 12 juin 2020
Nombre de souscripteurs : 1 souscripteur
Participation des inities / Groupe Pro : Aucun
Honoraire d'intermediation : Aucun
La societe a confirme la cloture du placement prive dans un communique de presse date du 12 decembre 2018.
____________________________________
DIAMEDICA THERAPEUTICS INC. ("DMA")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: December 14, 2018
TSX Venture Tier 1 Company
Effective December 6, 2018, the Company's (final) Form S-1 Registration Statement dated December 6, 2018 qualifying th
--->e distribution of 4,100,000 common shares of the Company, was filed with and accepted by TSX Venture Exchange (the "Ex
--->change") and filed with the Securities and Exchange Commission ("SEC").
The Exchange has been advised that the closing of the offering occurred on December 11, 2018, for aggregate gross proc
--->eeds of US$16,400,000.
Offering: 4,100,000 common shares
Share Price: US$4.00 per share
Underwriter: Craig-Hallum Capital Group
Underwriter's Commission: Aggregate cash commission of US$1,066,000 and 205,000 broker warrants. Each broker warrant
--->entitles the holder to acquire one common share at US$4.80 for a five year period.
For further details, please refer to the Company's news release December 11, 2018.
________________________________________
FALCO RESOURCES LTD. ("FPC")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement announ
--->ced on June 18, 2018:
Convertible Debenture: $7,000,000
Conversion Price: Principal convertible into 12,104,444 units at a conversion price of $0.57830 per unit. Each unit in
--->cluded one common share and one-half of one warrant.
Maturity Date: The earlier of (i) the date of the meeting of the Company's shareholders held on November 29, 2018, and
---> (ii) December 31st, 2018.
Warrants: 6,052,222 share purchase warrants to purchase 6,052,222 common shares at an exercise price of $0.75 per comm
--->on share during a period of 36 months following the date the units are issued.
Interest Rate: 0% (unless shareholder approval for the conversion was not obtained, in which case the interest rate wo
--->uld be 7% per year).
Number of Placees: 1 Placee
Insider Participation:
Name
Insider = Y / Pro Group = P
Number of Shares upon conversion
Osisko Gold Royalties Ltd
Y
12,104,444
Intermediary's Fee: Nil
The Company has announced the completion of the Private Placement by way of a press release dated July 3, 2018. The Co
--->mpany announced conversion of the debenture by way of press release dated November 30, 2018.
RESSOURCES FALCO LTEE ("FPC")
TYPE DE BULLETIN : Placement prive sans l'entremise d'un courtier, debenture convertible
DATE DU BULLETIN : Le 14 decembre 2018
Societe du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepte le depot de la documentation en vertu d'un placement prive sans l'entremise d'un co
--->urtier annonce le 18 juin 2018 :
Debenture convertibles : 7 000 000 $
Prix de conversion : Capital convertible en 12 104 444 unites a un prix de conversion de 0,57830 $ par unite. Chaque u
--->nite incluait une action ordinaire et un-demi bon de souscription.
Date d'echeance : La date la plus rapprochee de: (i) la date de l'assemblee des actionnaires de la societe tenue le 29
---> novembre 2018, et (ii) le 31 decembre 2018.
Bons de souscription : 6 052 222 bons de souscription permettant de souscrire 6 052 222 actions ordinaires au prix d'e
--->xercice de 0,75 $ par action pendant 36 mois suivant la date d'emission des unites.
Taux d'interet : 0% (a moins que l'approbation des actionnaires pour la conversion ne soit pas obtenue, auquel cas le
--->taux d'interet serait de 7% par an).
Nombre de souscripteurs : 1 souscripteur
Participation Initie / Groupe Pro :
Nom
Initie = Y /
Groupe Pro = P
Nombre d'actions lors de la conversion
Redevances Auriferes Osisko Ltee
Y
12 104 444
Honoraire d'intermediation : Nil
La societe a annonce avoir complete le placement prive par communique de presse date du 3 juillet 2018. La societe a a
--->nnonce la conversion de la debenture par communique de presse date du 30 novembre 2018.
_____________________________________
HORIZON PETROLEUM LTD. ("HPL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced
--->June 12, 2018:
Number of Shares: 22,080,000 shares
Purchase Price: $0.05 per share
Warrants: None
Number of Placees: 24 Placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P # of Shares
David Winter Y 1,500,000
Matt Janisch Y 1,000,000
Yogeshwar Sharma Y 800,000
Cahrle Gamba Y 660,000
Sapia Partners Y
(Harry Wilson)
Finder's Fee: $54,360 cash and 1,087,200 brokers warrants payable to PI Financial Corp.
Each broker warrant is exercisable at a price of $0.05 until September 26, 2021.
________________________________________
POWERORE INC. ("PORE")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
Effective at 10.00 a.m. PST, December 14, 2018, shares of the Company resumed trading, an announcement having been mad
--->e.
________________________________________
RESOLVE VENTURES INC. ("RSV")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 4,966,583 shares and 3,616,585 share purc
--->hase warrants to settle outstanding debt for $347,661.15.
Number of Creditors: 10 Creditors
Insider / Pro Group Participation:
Insider=Y / Amount Deemed Price
Creditor Progroup=P Owing per Share # of Shares
Clive Massey Y $22,500 $0.07 321,428
Kelly Pladson Y $20,000 $0.07 285,714
Warrants: 3,616,585 share purchase warrants to purchase 3,616,585 shares
Warrant Exercise Price: $0.09 for a five year period
4,016,585 shares are subject to Surplus Escrow.
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
TARANIS RESOURCES INC. ("TRO")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 630,000 shares
to settle outstanding debt for $50,400.
Number of Creditors: 2 Creditors
Insider / Pro Group Participation:
Insider=Y / Amount Deemed Price
Creditor Progroup=P Owing per Share # of Shares
John J. Gardiner & Assoc., LLC Y $30,400 $0.08 380,000
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
UGE INTERNATIONAL LTD. ("UGE")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 295,000 shares to settle outstanding debt
---> for $29,500.
Number of Creditors: 4 Creditors
Insider / Pro Group Participation:
Insider=Y / Amount Deemed Price # of
Creditor Progroup=P Owing per Share Shares
Robert van Duynhoven Y $5,000 $0.10 50,000
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
VANADIAN ENERGY CORP. ("VEC")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced
--->October 17, 2018:
Number of Shares: 14,375,000 shares
Purchase Price: $0.08 per share for 9,375,000 shares
$0.10 per share for 5,000,000 flow-through shares
Warrants: 4,687,500 share purchase warrants to purchase 4,687,500 shares
Warrant Exercise Price: $0.17 for a two year period
Number of Placees: 55 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P # of Shares
Jessica Van Den Akker Y 100,000
Gordon Keep Y 300,000
Mark Corra Y 200,000
Tom Garagan Y 125,000
Fiore Management & Advisory Corp. Y 625,000
Clive Johnson Y 2,500,000
Marc Simpson Y 41,250
Aggregate Pro Group Involvement
[ 7 placee(s)] 1,437,500
Finder's Fee: $15,180 to Canaccord Genuity Corp.
$8,100 to Haywood Securities Inc.
$9,960 to Raymond James Ltd.
$1,380 to ScotiaMcLeod
________________________________________
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