18:17:14 EDT Wed 22 Apr 2026
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SEI Reports First-Quarter 2026 Financial Results

2026-04-22 16:01 ET - News Release

SEI Reports First-Quarter 2026 Financial Results

PR Newswire

OAKS, Pa., April 22, 2026 /PRNewswire/ -- SEI Investments Company (NASDAQ: SEIC) today announced financial results for the first quarter 2026. Relative to the first quarter 2025, EPS increased by 20%, and revenue and operating income grew by 13% and 21%, respectively, with operating margin increasing to 30%. On an adjusted basis, EPS and operating income grew 21% and 24%, respectively, with the adjusted operating margin increasing to 32%.


        
          Consolidated Overview



        (In thousands, except earnings per share)                             For the Three Months
                                                                             Ended March 31,


                                                                           2026           2025

                                                                                            %




        
          U.S. GAAP Basis                                    $622,183       $551,344     13 %
Revenues

---


        Income from operations                                         189,486        157,097     21 %



        Operating margin                                                  30 %          28 %     7 %



        Net income attributable to SEI Investments                     174,487        151,517     15 %



        Diluted earnings per share                                       $1.40          $1.17     20 %



        
          Non-GAAP Basis(1)                                  $198,683       $160,546     24 %


        Adjusted income from operations

---


        Adjusted diluted earnings per share                              $1.44          $1.19     21 %



        Adjusted operating margin                                         32 %          29 %    10 %





        (1) See Non-GAAP Information and Reconciliations on pgs 10-11

"We began 2026 with a defining quarter for SEI, validating our strategy, execution, and the scalability of our operating model. We delivered strong earnings growth, meaningful margin expansion, and incredible sales results, driven by broad-based momentum across our core growth engines," said CEO Ryan Hicke.

"Client demand for outsourcing, technology and administrative excellence, and professional services continues to accelerate. Additionally, evidence of progress in asset management is building, and our ongoing investment in AI and automation is strengthening the foundation of a more nimble, innovative, scalable, and resilient enterprise. We believe SEI is well positioned to deliver sustained value for our clients, employees, and shareholders."


        
            Summary of First-Quarter Results by Business Segment



        (In thousands)                                                            For the Three Months
                                                                              Ended March 31,


                                                                               2026             2025

                                                                                                  %




        Investment Managers:                                              $220,717         $192,048        15 %
  Revenues



        Expenses                                                           133,839          117,211        14 %



        Operating Profit                                                    86,878           74,837        16 %



        Operating Margin                                                      39 %            39 %



        Private Banks:                                                     152,262          137,714        11 %
  Revenues



        Expenses                                                           120,031          114,749         5 %



        Operating Profit                                                    32,231           22,965        40 %



        Operating Margin                                                      21 %            17 %



        Investment Advisors:                                               169,695          136,576        24 %
  Revenues



        Expenses                                                            96,357           72,455        33 %



        Non-controlling interests and other, net (A)                         1,337                         NM*



        Operating Profit                                                    72,001           64,121        12 %



        Operating Margin                                                      42 %            47 %



        Institutional Investors:                                            71,516           68,506         4 %
  Revenues



        Expenses                                                            37,137           35,870         4 %



        Operating Profit                                                    34,379           32,636         5 %



        Operating Margin                                                      48 %            48 %



        Investments in New Businesses:                                       7,993           16,500      (52) %
  Revenues



        Expenses                                                             9,193           18,496      (50) %



        Operating Loss                                                     (1,200)         (1,996)     (40) %



        Totals:                                                           $622,183         $551,344        13 %
  Revenues



        Expenses                                                           396,557          358,781        11 %



        Corporate Overhead Expenses                                         36,140           35,466         2 %



        Income from operations (B)                                        $189,486         $157,097        21 %



        Adjusted income from operations                                   $198,683         $160,546        24 %


 (A) Primarily includes non-controlling interest and earnings from equity method investments.



 (B) Excludes non-controlling interests and other, net



 * Variances noted "NM" indicate the percent change is not meaningful.

First-Quarter Business Highlights:

  • SEI started the year with strong quarterly performance, achieving diluted EPS of $1.40, up 20% from the prior year. On an adjusted basis, EPS increased by 21% relative to the prior year, driven by strong topline growth and margin expansion across SEI's businesses.
  • First quarter net sales events totaled $67.2 million, with $57.1 million of that total being recurring; both the total sales events and recurring sales events represent record levels for SEI.
    • Private Banks net sales events totaled $6.5 million, reflecting continued demand across SEI's full suite of capabilities, including enterprise-wide professional services, implementation services, and the SEI Wealth PlatformSM. Of the $4.0 million of net sales events within Investments in New Businesses, $1.4 million were won in partnership with Private Banking.
    • Investment Managers led the quarter with $50.5 million of net sales events, driven by multiple enterprise-level mandates with first-time outsourcers. These larger wins were supplemented with contributions from both the IMS traditional and alternatives business, both in the US and globally.
    • Investment Advisors net sales events of $7.0 million demonstrate continued progress in SEI's asset management offering, with Q1 momentum driven by ETFs, SMAs, and custody-only solutions. Institutional Investors recorded negative $2.9 million of net sales events, driven by a large defined benefit client meeting their funding objectives and annuitizing their plan.
  • Consolidated revenues and operating income increased by 13% and 21%, respectively, from Q1 2025. On an adjusted basis, operating income increased by 24% from Q1 2025, with SEI's adjusted operating margin increasing to 32%, up 281 bps. Across all business segments, both revenue and operating profit increased vs. Q1 2025.
    • Private Banking revenue increased 11% and operating margins increased 449 bps vs. Q1 2025, driving operating profit 40% higher. Strong growth reflects a growing contribution from professional services, including the record wins achieved in Q4 of last year, and continued execution against Private Banking's five-pillar margin enhancement strategy.
    • Investment Managers delivered double-digit revenue and operating profit growth vs. last year, as sales event momentum translates into financial performance. The slight margin decline vs. Q4 2025 was expected and primarily driven by the Q4 2025 revenue accrual true-up which did not recur in first quarter.
    • Investment Advisors posted 24% revenue and 12% operating profit growth versus the prior year, although comparisons are impacted by the first full quarter of Stratos results. During the quarter, Stratos contributed $19.0 million to revenue and $3.1 million to operating profit, which includes $6.0 million of expense associated with acquired intangible asset amortization, before considering non-controlling interest. SEI's integrated cash program contributed $20.4 million, consistent with Q3 2025 and Q4 2025.
    • Institutional Investors generated single-digit revenue and operating profit growth compared to the prior year driven by market appreciation and cost discipline.
  • Ending assets under administration increased by 4%, and ending assets under management was flat from Q4 to Q1. AUA growth was driven primarily by strong client win momentum. Ending AUM as of Q1 was essentially flat with Q4, as healthy net inflows in Advisors offset market depreciation in March.
  • SEI repurchased 2.6 million shares of common stock for $208.3 million during the first quarter 2026 at an average price of $81.55 per share.

Earnings Conference Call

A conference call and presentation to review earnings is scheduled for 5 p.m. Eastern time on Apr. 22, 2026. Analysts and investors are invited to join the call by completing the registration form. The public is invited to review the presentation and listen to the call and replay at ir.seic.com/events-presentations/events.

Link for registration form: https://register-conf.media-server.com/register/BI47d1ce35e5544d58aa8cc411a54ff9cf

AboutSEI®

SEI (NASDAQ:SEIC) is a leading global provider of financial technology, operations, and asset management services within the financial services industry. SEI tailors its solutions and services to help clients more effectively deploy their capital--whether that's money, time, or talent--so they can better serve their clients and achieve their growth objectives. As of Mar. 31, 2026, SEI manages, advises, or administers approximately $1.9 trillion in assets. For more information, visit seic.com.

This release contains forward-looking statements within the meaning or the rules and regulations of the Securities and Exchange Commission. In some cases you can identify forward-looking statements by terminology, such as "may," '"will," "can," "expect," "believe," "remain," and "continue" or "appear." Our forward-looking statements include our current expectations as to:

  • the demand for our products and solutions;
  • the degree to which our investments are strengthening the foundation of a more nimble, innovative, scalable and resilient enterprise;
  • whether we are positioned to deliver sustained value for our clients, employees and shareholders; and
  • when and if we will generate net annualized recurring revenues from sales events that occurred during the quarter, as well as the amount of any such revenue.

You should not place undue reliance on our forward-looking statements, as they are based on the current beliefs and expectations of our management and subject to significant risks and uncertainties, many of which are beyond our control or are subject to change. Although we believe the assumptions upon which we base our forward-looking statements are reasonable, they could be inaccurate. We undertake no obligation to update our forward-looking statements. Some of the risks and important factors that could cause actual results to differ from those described in our forward-looking statements can be found in the "Risk Factors" section of our Annual Report on Form 10-K for the year ended Dec. 31, 2025, filed with the Securities and Exchange Commission.

                                Investor                                    Media
                                     contact:                                    contact:

---



    Brad Burke                                  Alicia Rudd



   SEI                                       
 SEI


    +1 610-676-5350                             +1
                                                 610-676-3887


                 bburke2@seic.com                            arudd@seic.com

                                
          
            SEI INVESTMENTS COMPANY
                                     CONSOLIDATED STATEMENTS OF OPERATIONS

            
          
            
              (In thousands, except per share data) (Unaudited)



                                                                                                                           For the Three
                                                                                                                            Months
                                                                                                        Ended March 31,


                                                                                                         2026         2025



 Asset management, admin. and distribution fees                                                     $497,984     $432,143



 Information processing and software servicing fees                                                  124,199      119,201



 Total revenues                                                                                      622,183      551,344



 Subadvisory, distribution and other asset mgmt. costs                                                56,746       47,532



 Software royalties and other information processing costs                                             9,932        9,081



 Compensation, benefits and other personnel                                                          206,315      190,784



 Stock-based compensation                                                                             14,496       14,138



 Consulting, outsourcing and professional fees                                                        54,403       56,001



 Data processing and computer related                                                                 44,873       39,319



 Facilities, supplies and other costs                                                                 20,322       18,755



 Amortization                                                                                         18,354       10,710



 Depreciation                                                                                          7,256        7,927



 Total expenses                                                                                      432,697      394,247



 Income from operations                                                                              189,486      157,097



 Net (loss) gain from investments                                                                      (369)         493



 Interest and dividend income                                                                          7,162       10,221



 Interest expense                                                                                      (473)       (185)



 Other income                                                                                            450



 Equity in earnings of unconsolidated affiliates                                                      32,476       28,747



 Net gain from consolidated variable interest entities                                                 2,079



 Income before income taxes                                                                          230,811      196,373



 Income taxes                                                                                         54,024       44,856



 Net income                                                                                         $176,787     $151,517



 Less: Net income attributable to non-controlling interests                                            2,300



 Net income attributable to SEI Investments Company                                                 $174,487     $151,517



 Basic earnings per common share                                                                       $1.43        $1.20



 Shares used to calculate basic earnings per share                                                   121,659      126,561



 Diluted earnings per common share                                                                     $1.40        $1.17



 Shares used to calculate diluted earnings per share                                                 124,494      129,450

                                                                                 
          
       SEI INVESTMENTS COMPANY

                                                                   
          
            
         CONSOLIDATED CONDENSED BALANCE SHEETS

                                                                        
          
            
         (In thousands) (Unaudited)




                                                                                                                                            March 31, December 31,
                                                                                                                                                 2026          2025




          
            Assets



          Current Assets:



          Cash and cash equivalents                                                                                                         $363,149      $399,804



          Receivables from investment products                                                                                                55,126        63,317



          Receivables, net                                                                                                                   710,083       709,748



          Securities owned                                                                                                                    32,093        33,777



          Other current assets                                                                                                                73,107        66,691



          Total Current Assets                                                                                                             1,233,558     1,273,337



          Property and Equipment, net                                                                                                        149,415       150,434



          Operating Lease Right-of-Use Assets                                                                                                 34,669        26,447



          Capitalized Software, net                                                                                                          230,746       234,272



          Investments                                                                                                                        331,371       428,004



          Assets of Consolidated Variable Interest Entities                                                                                  214,921       183,994



          Goodwill                                                                                                                           388,380       354,989



          Intangible assets, net                                                                                                             479,517       368,272



          Other Assets, net                                                                                                                  212,677       240,095



               Total Assets                                                                                                               $3,275,254    $3,259,844



          
            
              Liabilities, Redeemable Non-controlling Interests and Equity



          Current Liabilities:



          Accounts payable                                                                                                                    $6,685        $5,404



          Accrued liabilities                                                                                                                237,722       359,823



          Current portion of long-term operating lease liabilities                                                                            10,054         8,677



          Deferred revenue                                                                                                                    18,360        13,307



          Total Current Liabilities                                                                                                          272,821       387,211



          Long-term Debt                                                                                                                      32,415



          Liabilities of Consolidated Variable Interest Entities                                                                             136,542       108,504



          Other Long-term Liabilities                                                                                                         76,791        60,353



          Total Liabilities                                                                                                                  518,569       556,068



          Redeemable Non-controlling Interests                                                                                               269,901       243,959



          Equity:



          Shareholders' Equity:                                                                                                                1,204         1,222


          Common stock, $0.01 par value, 750,000 shares authorized; 120,386 and 122,232
shares issued and outstanding



          Capital in excess of par value                                                                                                   1,696,702     1,678,787



          Retained earnings                                                                                                                  781,778       792,280



          Accumulated other comprehensive loss, net                                                                                         (29,430)     (24,505)



          Total SEI Shareholders' Equity                                                                                                   2,450,254     2,447,784



          Non-controlling interests                                                                                                           36,530        12,033



          Total Equity                                                                                                                    $2,486,784    $2,459,817



          Total Liabilities, Redeemable Non-controlling Interests and Equity                                                              $3,275,254    $3,259,844

                                                    
   
   ENDING ASSET BALANCES

                                                  
   
   (In millions) (Unaudited)




                                                                             Mar. 31     Jun. 30     Sep. 30   Dec. 31    Mar. 31



          Investment Managers:                                                 2025         2025         2025       2025        2026



          Collective trust fund programs (A)                               $209,491     $225,690     $237,964   $243,244    $243,900



          Liquidity funds                                                       244          307          418        579         536



          Total assets under management                                    $209,735     $225,997     $238,382   $243,823    $244,436



          Client assets under administration                              1,061,067    1,128,325    1,204,843  1,239,606   1,284,781



          Total assets                                                   $1,270,802   $1,354,322   $1,443,225 $1,483,429  $1,529,217



          Private Banks:                                                    $25,590      $27,839      $28,408    $29,832     $29,753


          Equity and fixed-income programs



          Collective trust fund programs                                          4            3            3          3           4



          Liquidity funds                                                     3,670        2,796        2,802      2,099       2,178



          Total assets under management                                     $29,264      $30,638      $31,213    $31,934     $31,935



          Client assets under administration                                  8,365        8,431        8,902      9,115       9,143



          Total assets                                                      $37,629      $39,069      $40,115    $41,049     $41,078



          Investment Advisors:                                              $75,689      $80,618      $85,245    $86,879     $86,612


          Equity and fixed-income programs



          Liquidity funds                                                     3,153        3,457        3,391      3,561       3,485



          Total Platform assets under management                            $78,842      $84,075      $88,636    $90,440     $90,097



          Platform-only assets                                               25,591       29,848       32,152     33,582      34,070



          Platform-only assets-deposit program                                2,216        2,155        2,165      2,461       2,294



          Total Platform assets                                            $106,649     $116,078     $122,953   $126,483    $126,461



          Institutional Investors:                                          $76,492      $80,112      $82,676    $84,254     $82,195


          Equity and fixed-income programs



          Liquidity funds                                                     1,580        1,768        1,580      1,604       1,503



          Total assets under management                                     $78,072      $81,880      $84,256    $85,858     $83,698



          Client assets under advisement                                      5,573        6,090        6,564      3,598       3,549



          Total assets                                                      $83,645      $87,970      $90,820    $89,456     $87,247



          Investments in New Businesses:                                     $2,661       $2,867       $2,999     $3,044      $3,087
Equity and fixed-income programs



          Liquidity funds                                                       288          244          244        316         252



          Total assets under management                                      $2,949       $3,111       $3,243     $3,360      $3,339



          Client assets under administration (E)                             14,846



          Client assets under advisement                                      2,219        2,593        2,452      2,389       2,185



          Total assets                                                      $20,014       $5,704       $5,695     $5,749      $5,524



          LSV Asset Management:                                             $87,114      $91,795      $95,801    $99,196    $100,567


          Equity and fixed-income programs (B)



          Stratos Wealth Holdings (F)                                 
          $- 
        $-  
       $-   $38,377     $39,935



          Total:                                                           $267,546     $283,231     $295,129   $303,205    $302,214


          Equity and fixed-income programs (C)



          Collective trust fund programs                                    209,495      225,693      237,967    243,247     243,904



          Liquidity funds                                                     8,935        8,572        8,435      8,159       7,954



          Total assets under management                                    $485,976     $517,496     $541,531   $554,611    $554,072



          Client assets under advisement                                      7,792        8,683        9,016      5,987       5,734



          Client assets under administration (D)                          1,084,278    1,136,756    1,213,745  1,248,721   1,293,924



          Platform-only assets                                               27,807       32,003       34,317     36,043      36,364



          Stratos Wealth Holdings                                                 -                            38,377      39,935



          Total assets                                                   $1,605,853   $1,694,938   $1,798,609 $1,883,739  $1,930,029

 (A)   Collective trust fund program assets in the Investment Managers segment are included in assets under management since SEI is the trustee. Fees earned on this product are less than fees
        earned on customized asset management programs.


 (B)   Equity and fixed-income programs include $1.4 billion of assets managed by LSV in which fees are based solely on performance and are not calculated as an asset-based fee (as of March
        31, 2026).


 (C) 
 Equity and fixed-income programs include $8.3 billion of assets in various asset allocation funds (as of March 31, 2026).


 (D)   In addition to the assets presented, SEI also administers an additional $13.3 billion in Funds of Funds assets on which SEI does not earn an administration fee (as of March 31, 2026).


 (E) 
 Client assets under administration related to the Family Office Services business divested on June 30, 2025.


 (F)   Stratos Wealth Holdings is a family of companies that provide financial services to $39.9 billion in client assets across business models and affiliation structures (as of February 28,
        2026).

                                          
  
  AVERAGE ASSET BALANCES

                                         
  
  (In millions) (Unaudited)




                                                                1st Qtr.    2nd Qtr.    3rd Qtr.   4th Qtr.    1st Qtr.


                                                                    2025         2025         2025        2025         2026



 Investment Managers:



 Collective trust fund programs (A)                            $208,720     $215,085     $231,088    $240,285     $248,851



 Liquidity funds                                                    256          288          385         492          565



 Total assets under management                                 $208,976     $215,373     $231,473    $240,777     $249,416



 Client assets under administration                           1,061,282    1,098,925    1,174,961   1,225,392    1,280,581



 Total assets                                                $1,270,258   $1,314,298   $1,406,434  $1,466,169   $1,529,997



 Private Banks:



 Equity and fixed-income programs                               $25,894      $26,533      $28,051     $29,087      $30,696



 Collective trust fund programs                                       4            3            3           3            3



 Liquidity funds                                                  2,961        2,771        2,834       2,371        2,150



 Total assets under management                                  $28,859      $29,307      $30,888     $31,461      $32,849



 Client assets under administration                               8,488        8,266        8,665       8,977        9,282



 Total assets                                                   $37,347      $37,573      $39,553     $40,438      $42,131



 Investment Advisors:



 Equity and fixed-income programs                               $77,287      $76,629      $82,735     $85,896      $88,403



 Liquidity funds                                                  3,119        3,464        3,378       3,418        3,518



 Total Platform assets under management                         $80,406      $80,093      $86,113     $89,314      $91,921



 Platform-only assets                                            25,939       27,288       30,874      33,022       34,485



 Platform-only assets-deposit program                             2,187        2,152        2,136       2,135        2,309



 Total Platform assets                                         $108,532     $109,533     $119,123    $124,471     $128,715



 Institutional Investors:



 Equity and fixed-income programs                               $76,493      $77,843      $80,802     $83,739      $84,393



 Liquidity funds                                                  1,655        1,853        1,810       1,947        1,941



 Total assets under management                                  $78,148      $79,696      $82,612     $85,686      $86,334



 Client assets under advisement                                   5,741        5,841        6,274       5,413        3,657



 Total assets                                                   $83,889      $85,537      $88,886     $91,099      $89,991



 Investments in New Businesses:



 Equity and fixed-income programs                                $2,801       $2,732       $2,934      $3,021       $3,106



 Liquidity funds                                                    274          244          255         288          319



 Total assets under management                                   $3,075       $2,976       $3,189      $3,309       $3,425



 Client assets under administration (E)                          14,630       14,917



 Client assets under advisement                                   2,205        2,329        2,428       2,408        2,335



 Total assets                                                   $19,910      $20,222       $5,617      $5,717       $5,760



 LSV Asset Management:



 Equity and fixed-income programs (B)                           $87,790      $89,422      $92,969     $97,304     $104,619



 Stratos Wealth Holdings (F)                              
          $- 
        $-  
       $-    $38,085      $39,115



 Total:



 Equity and fixed-income programs (C)                          $270,265     $273,159     $287,491    $299,047     $311,217



 Collective trust fund programs                                 208,724      215,088      231,091     240,288      248,854



 Liquidity funds                                                  8,265        8,620        8,662       8,516        8,493



 Total assets under management                                 $487,254     $496,867     $527,244    $547,851     $568,564



 Client assets under advisement                                   7,946        8,170        8,702       7,821        5,992



 Client assets under administration (D)                       1,084,400    1,122,108    1,183,626   1,234,369    1,289,863



 Platform-only assets                                            28,126       29,440       33,010      35,157       36,794



 Stratos Wealth Holdings                                              -                             38,085       39,115



 Total assets                                                $1,607,726   $1,656,585   $1,752,582  $1,863,283   $1,940,328

 (A)   Collective trust fund program average assets in the Investment Managers segment are included in assets under management since SEI is the trustee. Fees earned on this product are less
        than fees earned on customized asset management programs.


 (B)   Equity and fixed-income programs during first-quarter 2026 include $1.5 billion of average assets managed by LSV in which fees are based solely on performance and are not calculated as
        an asset-based fee.


 (C) 
 Equity and fixed-income programs include $8.2 billion of average assets in various asset allocation funds during first-quarter 2026.


 (D)   In addition to the assets presented, SEI also administers an additional $13.2 billion of average assets in Funds of Funds assets during first-quarter 2026 on which SEI does not earn an
        administration fee.


 (E) 
 Client assets under administration related to the Family Office Services business divested on June 30, 2025.


 (F)   Stratos Wealth Holdings is a family of companies that provide financial services to $39.1 billion in client assets across business models and affiliation structures during first-quarter
        2026 through February 28, 2026.

                                                         
          
            SALES EVENTS

                                                  
          
            (In thousands) (Unaudited)


                                           
          
            
              Net Recurring Sales Events


                                                                                                       1st Qtr. 2nd Qtr.          3rd Qtr.         4th Qtr.       1st Qtr.

                                                                                                           2025      2025      2025              2025            2026



 
            Investment Processing-related Businesses:



 Investment Managers                                                                                   $25,296   $21,928   $27,460           $19,150         $46,848



 Private Banks                                                                                           7,059       254    (6,713)            5,670           1,571



 Total Investment Processing-related Businesses                                                        $32,355   $22,182     $20,747           $24,820         $48,419



 
            Asset Management-related Businesses:



 Private Banks-AMD                                                                                       ($58)   ($174)  ($1,674)         ($1,567)         $1,983



 Investment Advisors                                                                                       888   (1,654)    1,230             (728)          7,044



 Institutional Investors                                                                                    41     2,544      (594)          (5,025)        (2,935)



 Total Asset Management-related Businesses                                                                $871      $716    ($1,038)          ($7,320)         $6,092



 
            Newer
             Initiatives:



 Investments in New Businesses                                                                          $3,614    $1,245    $1,208            $1,248          $2,631



 Total Net Recurring Sales Events                                                                      $36,840   $24,143     $20,917           $18,748         $57,142



                                                          Professional Services Sales Events


                                                                                                       1st Qtr. 2nd Qtr.          3rd Qtr.         4th Qtr.       1st Qtr.


                                                                                                           2025      2025      2025              2025            2026



 
            Investment Processing-related Businesses:



 Investment Managers                                                                                      $835    $1,102    $2,465            $1,347          $3,672



 Private Banks                                                                                           7,060     2,373     7,087            23,409           4,950



 Total Investment Processing-related Businesses                                                         $7,895    $3,475      $9,552           $24,756          $8,622



 
            Newer
             Initiatives:



 Investments in New Businesses                                                                          $1,834    $1,552       $71               $95          $1,389



 Total Professional Services Sales Events                                                               $9,729    $5,027      $9,623           $24,851         $10,011



                                                                  Total Sales Events


                                                                                                       1st Qtr. 2nd Qtr.          3rd Qtr.         4th Qtr.       1st Qtr.


                                                                                                           2025      2025      2025              2025            2026



 
            Investment Processing-related Businesses:



 Investment Managers                                                                                   $26,131   $23,030   $29,925           $20,497         $50,520



 Private Banks                                                                                          14,119     2,627       374            29,079           6,521



 Total Investment Processing-related Businesses                                                        $40,250   $25,657     $30,299           $49,576         $57,041



 
            Asset Management-related Businesses:



 Private Banks-AMD                                                                                       ($58)   ($174)  ($1,674)         ($1,567)         $1,983



 Investment Advisors                                                                                       888   (1,654)    1,230             (728)          7,044



 Institutional Investors                                                                                    41     2,544      (594)          (5,025)        (2,935)



 Total Asset Management-related Businesses                                                                $871      $716    ($1,038)          ($7,320)         $6,092



 
            Newer
             Initiatives:



 Investments in New Businesses                                                                          $5,448    $2,797    $1,279            $1,343          $4,020



 Total Sales Events                                                                                    $46,569   $29,170     $30,540           $43,599         $67,153

Non-GAAP Information & Reconciliations
(In thousands, except per share data) (Unaudited)

We present certain non-GAAP financial measures to supplement the consolidated financial statements prepared in accordance with GAAP. Management believes these measures provide useful information to investors by enhancing the understanding of our core operating performance and facilitating comparisons across reporting periods. These non-GAAP measures are also used by our management to evaluate operating results, allocate resources, and assess performance against strategic objectives.

These non-GAAP financial measures should be viewed in addition to, and not as a substitute for, reported results prepared in accordance with GAAP.

The following schedules reconcile U.S. GAAP financial measures to non-GAAP financial measures for each quarter in 2026 and 2025:

                                             1st Qtr. 2nd Qtr.  3rd Qtr.   4th Qtr.        2025     1st Qtr.

                                                 2025      2025       2025        2025                     2026



 Net income attributable to SEI Investments $151,517  $227,083   $164,204    $172,501     $715,305     $174,487


 Company (U.S. GAAP basis)


 Non-GAAP adjustments:



 Acquisition-related:                              -      820      3,767       7,339       11,926


 Third party costs (A)



 Intangible assets amortization &



 impairments (B)                               3,449     3,157      3,168       4,216       13,990        6,634



 Total acquisition-related                     3,449     3,977      6,935      11,555       25,916        6,634



 Gain on sale of asset/business (C)                - (94,412)                         (94,412)



 Litigation settlements and insurance



 proceeds (D)                                      -  (4,500)  (4,350)                (8,850)



 Severance and related costs (E)                   -                      13,600       13,600



 Income tax effect (F)                         (788)   21,142     (567)    (5,300)      14,487      (1,553)



 Adjusted net income attributable to SEI



 Investments Company (non-GAAP basis)       $154,178  $153,290   $166,222    $192,356     $666,046     $179,568



 Diluted EPS (U.S. GAAP basis)                 $1.17     $1.78      $1.30       $1.38        $5.63        $1.40



 Adjusted diluted EPS (non-GAAP basis)         $1.19     $1.20      $1.32       $1.54        $5.25        $1.44



 Diluted weighted average shares



 outstanding                                 129,450   127,278    126,325     125,251      127,076      124,494



 Income from operations (U.S. GAAP Basis)   $157,097  $148,635 $159,961    $161,618     $627,311     $189,486



 Operating margin (U.S. GAAP Basis)             28 %     27 %     28 %       27 %        27 %        30 %



 Non-GAAP adjustments:



 Acquisition-related:



 Third party costs (A)                             -      820      3,767       7,339       11,926



 Intangible assets amortization &              3,449     3,157      3,168       5,002       14,776        9,197


 impairments (B)



 Total acquisition-related                     3,449     3,977      6,935      12,341       26,702        9,197



 Severance and related costs (E)                   -                        13,600       13,600



 Adjusted income from operations (non-      $160,546  $152,612   $166,896    $187,559     $667,613     $198,683


 GAAP Basis)



 Adjusted operating margin (non-GAAP            29 %     27 %      29 %       31 %        29 %        32 %


 basis)


          
            Non-GAAP Information & Reconciliations


          
            (In thousands, except per share data) (Unaudited)





          The following schedules reconcile U.S. GAAP financial measures to Non-GAAP financial measures for each quarter in 2024:


                                                                                                                             1st Qtr. 2nd Qtr.  3rd Qtr.   4th Qtr.       2024
                                                                                                                                 2024      2024       2024        2024



          Net income attributable to SEI Investments                                                                        $131,400  $139,120   $154,900    $155,771    $581,191
Company (U.S. GAAP basis)



          Non-GAAP adjustments:



          Acquisition-related:



          Intangible assets amortization &                                                                                     3,397     3,387      3,276       3,382      13,442
impairments (B)



          Total acquisition-related                                                                                            3,397     3,387      3,276       3,382      13,442



          Gain on sale of asset/business (C)                                                                                       -            (8,151)               (8,151)



          Income tax effect (F)                                                                                                (778)    (809)     1,143       (626)    (1,070)



          Adjusted net income attributable to SEI



          Investments Company (non-GAAP basis)                                                                              $134,019  $141,698   $151,168    $158,527    $585,412



          Diluted EPS (U.S. GAAP basis)                                                                                        $0.99     $1.05      $1.19       $1.19       $4.41



          Adjusted diluted EPS (non-GAAP basis)                                                                                $1.01     $1.07      $1.16       $1.21       $4.45



          Diluted weighted average shares outstanding                                                                        132,745   132,073    130,671     131,421     131,727



          Income from operations (U.S. GAAP Basis)                                                                          $125,851  $136,514 $143,832    $145,544    $551,741



          Operating profit margin (U.S. GAAP Basis)                                                                             25 %     26 %     27 %       26 %       26 %



          Non-GAAP adjustments:



          Acquisition-related:



          Intangible assets amortization &



          impairments (B)                                                                                                      3,397     3,387      3,276       3,382      13,442



          Total acquisition-related                                                                                            3,397     3,387      3,276       3,382      13,442



          Adjusted income from operations (non-GAAP Basis)                                                                  $129,248  $139,901   $147,108    $148,926    $565,183



          Adjusted operating margin (non-GAAP basis)                                                                            25 %     27 %      27 %       27 %       27 %

 (A) This non-GAAP adjustment removes incremental and directly attributable costs incurred to execute acquisitions, such as third-party advisory, legal, accounting, valuation, and due
      diligence. For 2025, this non-GAAP adjustment consisted of the legal costs, advisory fees, and due diligence fees in relation to the Stratos acquisition. Management believes adjusting
      for these charges helps the reader's ability to understand our core operating results and increases comparability quarter to quarter.


 (B) This non-GAAP adjustment removes the impact of amortization expense associated with acquired intangible assets (e.g., customer relationships, technology, trade names). This non-GAAP
      adjustment removes only amortization recorded in the current period related to acquired intangibles from prior acquisitions. The non-GAAP adjustments in Q4 2025 and Q1 2026 include the
      amortization of the acquired intangibles from the Stratos acquisition, which closed in December 2025. Management included the Stratos related amortization expense net of the 42.5% NCI
      adjustment for the adjusted EPS calculation. However, this adjustment is not inclusive of the NCI portion for adjusted operating margin. The associated revenues are not adjusted.
      Management believes adjusting for these charges helps the reader's ability to understand our core operating results and increases comparability quarter to quarter.


 (C) This non-GAAP adjustment removes realized gains on the sale of assets owned or entities under our control, out of the normal course of business. In Q3 2024, this non-GAAP adjustment
      consisted of the realized gain on the sale of property in New York City, NY. In Q2 2025, the adjustment consisted of the realized gain from the sale of Family Office Services (FOS).
      Management believes adjusting for these gains helps the reader's ability to understand our core operating results and increases comparability quarter to quarter.


 (D) This non-GAAP adjustment removes individually significant litigation settlements and insurance proceeds. In Q2 2025, this non-GAAP adjustment consisted of a $4.5M settlement related to
      a vendor matter and, in Q3 2025, this adjustment consisted of an insurance settlement. Management included both of these transactions as non-GAAP adjustments since they were both out
      of the normal course of business. Management believes adjusting for these items helps the reader's ability to understand our core operating results and increases comparability quarter
      to quarter.


 (E) This non-GAAP adjustment includes severance, benefits, and other related personnel costs, net of the associated reversal in stock-based compensation costs. We only include the related
      costs when (i) part of a bona fide, company-wide cost-reduction initiative, and (ii) not expected to recur frequently. During Q4 2025, we reduced our workforce by 4% as part of a bona
      fide, company-wide cost reduction initiative which is not expected to recur frequently. Management believes this adjustment helps the reader's ability to understand our core operating
      results and increases comparability period to period.


 (F) Income tax effects are presented as a separate reconciling item (not netted within each adjustment). For performance measures, the tax effect reflects current and deferred tax expense
      commensurate with the adjusted measure of profitability. The methodology used (e.g., statutory rate, effective rate, or discrete item approach) is consistently applied. All of the above
      items use a systematic approach.

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SOURCE SEI Investments Company

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