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T:*CIRO - Canadian Investment Regulatory Organizat -
Sym-XBid - AskLastChg%ChVol$Vol#TrOpen-Hi-LoYear Hi-LoLast TrNewsDelay
*CIRO - Tnot a security

These items are part of Stockwatch's value added news feed and are only available to Stockwatch subscribers.

Recent Bulletins
Date ETSymbolPriceTypeHeadline
2024-11-04 20:14C:*CIROStreet WireCIRO bans Echelon ex Debus for 18 months
2024-10-30 20:06C:*CIROStreet WireCIRO finds against Assante ex O'Reilly for client loans
2024-10-28 19:47C:*CIROStreet WireCIRO bans former National Bank employee Roland
2024-10-11 20:12C:*CIROStreet WireCIRO fines Clarus $425,000 over Liberty Health trades
2024-10-08 20:30C:*CIROStreet WireCIRO bans former Scotia Securities employee Baggs
2024-09-25 20:03C:*CIROStreet WireCIRO cites National Bank ex Ewing for falsified records
2024-09-04 20:05C:*CIROStreet WireCIRO appeals after losing to PI's Englesby, Nishimura
2024-09-03 21:05C:*CIROStreet WireCIRO finds Echelon ex Debus in conflict of interest
2024-08-28 20:19C:*CIROStreet WireCIRO fines Stifel $475,000 for supervision failures
2024-08-08 20:25C:*CIROStreet WireCIRO dismisses case against PI's Englesby, Nishimura
2024-07-18 07:07C:*CIROIn the NewsPost/CP say CIRO wants you to know they're roughy-tough
2024-06-04 20:24C:*CIROStreet WireCIRO cites former Quadrus employee Griffioen
2024-05-28 20:19C:*CIROStreet WireCIRO cites ex Scotia employees for abusing bonus system
2024-05-21 20:38C:*CIROStreet WireCIRO pursues former Assante employee Lunam
2024-05-15 20:51C:*CIROStreet WireCIRO pursues Canaccord ex Hall over unsuitable trades
2024-05-09 20:53C:*CIROStreet WireCIRO cites Assante ex O'Reilly over client borrowing
2024-05-07 08:13C:*CIROIn the NewsGlobe says CIRO to use new enforcement tool
2024-05-01 07:39C:*CIROIn the NewsGlobe says CIRO alleges Echelon was loose with trades
2024-04-25 18:02C:*CIROStreet WireCIRO pursues former Royal Mutual employee Allison
2024-04-05 20:20C:*CIROStreet WireCIRO fines BMO Nesbitt Burns $1.5-million