18:24:57 EDT Tue 21 May 2024
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T:*CIRO - Canadian Investment Regulatory Organizat -
Sym-XBid - AskLastChg%ChVol$Vol#TrOpen-Hi-LoYear Hi-LoLast TrNewsDelay
*CIRO - Tnot a security

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Recent Bulletins
Date ETSymbolPriceTypeHeadline
2024-05-15 20:51C:*CIROStreet WireCIRO pursues Canaccord ex Hall over unsuitable trades
2024-05-09 20:53C:*CIROStreet WireCIRO cites Assante ex O'Reilly over client borrowing
2024-05-07 08:13C:*CIROIn the NewsGlobe says CIRO to use new enforcement tool
2024-05-01 07:39C:*CIROIn the NewsGlobe says CIRO alleges Echelon was loose with trades
2024-04-25 18:02C:*CIROStreet WireCIRO pursues former Royal Mutual employee Allison
2024-04-05 20:20C:*CIROStreet WireCIRO fines BMO Nesbitt Burns $1.5-million
2024-03-28 21:06C:*CIROStreet WireCIRO pursues Echelon Wealth over OTC business
2024-03-11 21:18C:*CIROStreet WireCIRO fines Fortrade Canada $2-million
2024-02-13 20:52C:*CIROStreet WireCIRO permanently bans former PFSL employee Sukhai
2024-02-09 20:14C:*CIROStreet WireCIRO bans CIBC ex Fan over forged account documents
2024-02-07 20:39C:*CIROStreet WireCIRO fines, permanently bans Ng associate Metcalfe
2023-12-28 20:24C:*CIROStreet WireCIRO fines Canaccord $475,000 over clients' wash trades
2023-12-22 20:38C:*CIROStreet WireCIRO fines Leede over offshore client's trading
2023-12-20 20:59C:*CIROStreet WireCIRO finds PI ex Metcalfe liable for loan scheme
2023-12-01 20:27C:*CIROStreet WireCIRO claims Toronto firm manipulated Liberty Health
2023-11-13 20:27C:*CIROStreet WireCIRO cites Hampton's Deeb for risky trades, short sales
2023-11-10 20:38C:*CIROStreet WireCIRO cites Nat'l Bank ex Roland for dodgy transfers
2023-11-03 20:35C:*CIROStreet WireCIRO permanently bans National Bank ex Au-Young
2023-10-25 20:21C:*CIROStreet WireCIRO pursues Englesby, Nishimura over dodgy clients
2023-10-19 20:47C:*CIROStreet WireCIRO ordered to rethink penalties for CIBC ex Odorico