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T:*CIRO - Canadian Investment Regulatory Organizat -
Sym-XBid - AskLastChg%ChVol$Vol#TrOpen-Hi-LoYear Hi-LoLast TrNewsDelay
*CIRO - Tnot a security

These items are part of Stockwatch's value added news feed and are only available to Stockwatch subscribers.

Recent Bulletins
Date ETSymbolPriceTypeHeadline
2025-04-09 20:30C:*CIROStreet WireCIRO to get a new hearing for Englesby, Nishimura
2025-04-08 19:00C:*CIROStreet WireCIRO permanently bans Assante ex Tomkins
2025-04-03 19:48C:*CIROStreet WireCIRO fines Quadrus ex Griffioen $75,000
2025-03-21 19:55C:*CIROStreet WireCIRO cites Quadrus ex Lieff over used car business
2025-02-28 19:55C:*CIROStreet WireCIRO cites Haywood ex Chu over unauthorized transfer
2025-02-25 20:00C:*CIROStreet WireCIRO cites former TD employee Naek for misappropriation
2025-02-20 20:31C:*CIROStreet WireCIRO fines, suspends former Assante employee O'Reilly
2025-02-18 19:41C:*CIROStreet WireCIRO fines RBC ex Munro for falsified portfolios
2025-01-31 19:50C:*CIROStreet WireCIRO finds PI's Hildebrandt a poor gatekeeper
2025-01-23 19:23C:*CIROStreet WireCIRO cites Scotia ex Lougheed for off-book dealings
2024-12-23 20:01C:*CIROStreet WireCIRO bans RBC ex Vornicu for falsified account updates
2024-12-16 19:39C:*CIROStreet WireCIRO suspends former RBC employee Nafarrate
2024-12-06 19:48C:*CIROStreet WireCIRO fines, suspends two former Stifel employees
2024-12-03 20:09C:*CIROStreet WireCIRO bans Miller associate Lunam for 18 months
2024-11-28 09:00C:*CIROIn the NewsPost says OSC, CIRO examine mutual-fund sales pitches
2024-11-27 08:40C:*CIROIn the NewsGlobe says OSC, CIRO eye banks' high-pressure tactics
2024-11-15 20:41C:*CIROStreet WireCIRO fines Desjardins over supervisory failures
2024-11-12 20:35C:*CIROStreet WireCIRO cites Calgary's Hartwell for supervisory failures
2024-11-04 20:14C:*CIROStreet WireCIRO bans Echelon ex Debus for 18 months
2024-10-30 20:06C:*CIROStreet WireCIRO finds against Assante ex O'Reilly for client loans