C-*CIRO

T:*CIRO - Canadian Investment Regulatory Organizat -

00:57:41 EDT

Sym-X	Bid - Ask					Last	Chg	%Ch	Vol	$Vol	#Tr	Open-Hi-Lo	Year Hi-Lo	Last Tr	News	Delay
*CIRO - T	not a security

Trade times are ET. News times are ET. Bid/ask/vol sizes in thousands.

1yr Bulletins · Portfolio

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Recent Bulletins

News ReleasesIn The NewsOther

Date ET	Symbol	Price	Type	Headline
2025-04-09 20:30	C:*CIRO		Street Wire165	CIRO to get a new hearing for Englesby, Nishimura
2025-04-08 19:00	C:*CIRO		Street Wire165	CIRO permanently bans Assante ex Tomkins
2025-04-03 19:48	C:*CIRO		Street Wire165	CIRO fines Quadrus ex Griffioen $75,000
2025-03-21 19:55	C:*CIRO		Street Wire165	CIRO cites Quadrus ex Lieff over used car business
2025-02-28 19:55	C:*CIRO		Street Wire165	CIRO cites Haywood ex Chu over unauthorized transfer
2025-02-25 20:00	C:*CIRO		Street Wire165	CIRO cites former TD employee Naek for misappropriation
2025-02-20 20:31	C:*CIRO		Street Wire165	CIRO fines, suspends former Assante employee O'Reilly
2025-02-18 19:41	C:*CIRO		Street Wire165	CIRO fines RBC ex Munro for falsified portfolios
2025-01-31 19:50	C:*CIRO		Street Wire165	CIRO finds PI's Hildebrandt a poor gatekeeper
2025-01-23 19:23	C:*CIRO		Street Wire165	CIRO cites Scotia ex Lougheed for off-book dealings
2024-12-23 20:01	C:*CIRO		Street Wire165	CIRO bans RBC ex Vornicu for falsified account updates
2024-12-16 19:39	C:*CIRO		Street Wire165	CIRO suspends former RBC employee Nafarrate
2024-12-06 19:48	C:*CIRO		Street Wire165	CIRO fines, suspends two former Stifel employees
2024-12-03 20:09	C:*CIRO		Street Wire165	CIRO bans Miller associate Lunam for 18 months
2024-11-28 09:00	C:*CIRO		In the News525	Post says OSC, CIRO examine mutual-fund sales pitches
2024-11-27 08:40	C:*CIRO		In the News525	Globe says OSC, CIRO eye banks' high-pressure tactics
2024-11-15 20:41	C:*CIRO		Street Wire165	CIRO fines Desjardins over supervisory failures
2024-11-12 20:35	C:*CIRO		Street Wire165	CIRO cites Calgary's Hartwell for supervisory failures
2024-11-04 20:14	C:*CIRO		Street Wire165	CIRO bans Echelon ex Debus for 18 months
2024-10-30 20:06	C:*CIRO		Street Wire165	CIRO finds against Assante ex O'Reilly for client loans