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News for U:*SEC from 2019-05-28 to 2020-05-27 - 102 items News ReleasesIn The NewsOther CAUS
DateSymPriceTypeHeadline
2020-05-22 20:05U:*SECStreet WireSEC's N.Y. boiler room defendants to pay $6.2M (U.S.)
2020-05-19 20:45U:*SECStreet WireSEC defendant Dubovoy agrees to pay $11-million (U.S.)
2020-05-15 19:59U:*SECStreet WireSEC defendant Cohen seeks COVID-19 release
2020-05-13 20:10U:*SECStreet WireSEC seeks $3.86-million (U.S.) judgment for Husain
2020-05-11 20:51U:*SECStreet WireSEC wins $31.95-million (U.S.) decision in Bajic case
2020-05-08 20:22U:*SECStreet WireSEC defendant Panther to plead guilty
2020-05-04 18:07U:*SECStreet WireSEC issues COVID-19 halt for WPD Pharmaceuticals
2020-04-29 16:37U:*SECStreet WireSEC fines former Penn West execs for $281M (U.S.) fraud
2020-04-24 18:07U:*SECStreet WireSEC pursues auditor in Telford, McDiarmid scheme
2020-04-20 20:41U:*SECStreet WireSEC permanently bans boiler room defendant Ramirez
2020-04-17 17:47U:*SECStreet WireSEC seeks $16-million (U.S.) decision in Bajic case
2020-04-13 17:32U:*SECStreet WireSEC halts Roadman Investments over COVID-19 claims
2020-04-09 17:55U:*SECStreet WireSEC halts former cobalt explorer over COVID-19 claims
2020-04-03 18:05U:*SECStreet WireSEC defendant Knox freed from jail, reasons unclear
2020-03-26 19:38U:*SECStreet WireSEC seeks $33-million (U.S.) penalty for Abellan
2020-03-24 16:39U:*SECStreet WireSEC seeks $535,309 (U.S.) fine in phony trading scheme
2020-03-19 15:17U:*SECStreet WireSEC defendants Chartier, Isen convicted in N.Y.
2020-03-02 16:20U:*SECStreet WireSEC files fraud charges against Petroteq cold-callers
2020-02-27 16:36U:*SECStreet WireSEC defendant Dean draws another Biozoom sanction
2020-02-25 20:08U:*SECStreet WireSEC defendant Starkweather pleads guilty
2020-02-24 16:42U:*SECStreet WireSEC halts Toronto's Eastgate over COVID-19 claims
2020-02-12 20:42U:*SECStreet WireSEC defendant Panther negotiating plea deal
2020-02-11 17:54U:*SECStreet WireSEC defendant Ficeto a liar and fraud, prosecutors say
2020-02-04 15:52U:*SECStreet WireSEC defendant Ficeto makes his sentencing pitch
2020-02-03 19:17U:*SECStreet WireSEC's Biozoom defendants face new evidence
2020-01-30 16:24U:*SECStreet WireSEC bans, fines another Intertech cold-caller
2020-01-29 17:54U:*SECStreet WireSEC backs off on Bajic asset freeze
2020-01-27 15:54U:*SECStreet WireSEC defendant Landis receives six months in jail
2020-01-23 15:16U:*SECStreet WireSEC defendant St. Amour settles out of court
2020-01-17 14:51U:*SECStreet WireSEC charges St. Amour in California boiler room case
2020-01-16 15:45U:*SECStreet WireSEC defendant Bajic asks judge to rescind asset freeze
2020-01-16 10:58U:*SECStreet WireSEC defendant Ficeto looking at eight years in jail
2020-01-14 15:03U:*SECStreet WireSEC defendant Knox pleads guilty
2020-01-13 16:28U:*SECStreet WireSEC defendant Tsai facing two-year jail term
2020-01-10 20:35U:*SECStreet WireSEC obtains asset freeze against Bajic, others
2020-01-09 20:09U:*SECStreet WireSEC defendant Tsai makes his sentencing pitch
2020-01-07 20:54U:*SECStreet WireSEC seeks asset freeze order for Bajic, others
2020-01-02 21:00U:*SECStreet WireSEC charges Bajic, others for $35M (U.S.) fraud
2020-01-02 12:04U:*SECStreet WireSEC wins $2.12-million (U.S.) decision against Skerry
2019-12-27 18:32U:*SECStreet WireSEC permanently bans former RBC employee Tsai
2019-12-18 11:10U:*SECStreet WireSEC's Abakan defendant Miller denies wrongdoing
2019-12-17 11:08U:*SECStreet WireSEC says no trial needed for Liberty Silver's Mirman
2019-12-10 19:49U:*SECStreet WireSEC-banned Paolucci receives seven years in jail
2019-12-09 11:05U:*SECStreet WireSEC seeks $435,889 (U.S.) decision against Broyles
2019-12-05 20:14U:*SECStreet WireSEC fines, bans Canadian in Iconix scheme
2019-12-04 17:50U:*SECStreet WireSEC wins $116,490 (U.S.) judgment against Dalmy
2019-11-29 20:05U:*SECStreet WireSEC wins fine, permanent ban for Dean
2019-11-27 20:35U:*SECStreet WireSEC wins $53.6M (U.S.) order in newswire hacking case
2019-11-27 10:54U:*SECStreet WireSEC seeks to permanently ban Dean for Biozoom
2019-11-20 19:53U:*SECStreet WireSEC halts Toronto's Easton over edibles deal
2019-11-18 10:51U:*SECStreet WireSEC lands another fine against Forcefield accused
2019-11-13 15:59U:*SECStreet WireSEC defendant Husain receives probationary sentence
2019-11-06 20:29U:*SECStreet WireSEC wins $736,000 (U.S.) order in Knox case
2019-11-06 10:33U:*SECStreet WireSEC seeks ban, $2.14-million (U.S.) fine for Skerry
2019-11-04 20:19U:*SECStreet WireSEC charges three more for Marshall's Intertech
2019-10-29 10:50U:*SECStreet WireSEC, Alpine square off over $12-million (U.S.) fine
2019-10-23 19:25U:*SECStreet WireSEC defendant Heatherington loses extradition case
2019-10-22 10:48U:*SECStreet WireSEC defendant Husain facing probation, nothing more
2019-10-21 10:58U:*SECStreet WireSEC says Forcefield's Kouyoumdjian ignoring charges
2019-10-17 20:22U:*SECStreet WireSEC cites Toronto company for non-existent phone
2019-10-11 10:11U:*SECStreet WireSEC defendant Alpine appeals $12-million (U.S.) fine
2019-10-09 18:02U:*SECStreet WireSEC wins $1.55-million (U.S.) order in Masselli case
2019-10-03 10:44U:*SECStreet WireSEC defendant Husain makes his sentencing pitch
2019-10-02 10:39U:*SECStreet WireSEC defendant Lindsay wins permission to leave U.S.
2019-09-27 14:39U:*SECStreet WireSEC cites Westport for Chinese bribery scheme
2019-09-26 10:46U:*SECStreet WireSEC defendant Hardy appeals conviction, sentence
2019-09-24 20:14U:*SECStreet WireSEC charges former Vancouverite Miller for OTC work
2019-09-24 10:22U:*SECStreet WireSEC defendant Tsai pleads guilty in New York
2019-09-20 19:53U:*SECStreet WireSEC bans Anton & Chia over audit failures
2019-09-20 10:22U:*SECStreet WireSEC defendant Hackett complains about new evidence
2019-09-19 19:57U:*SECStreet WireSEC bans, fines Florida stock tout Sodi
2019-09-17 11:23U:*SECStreet WireSEC defendant Masselli accused of identity theft
2019-09-13 20:33U:*SECStreet WireSEC wins $12-million (U.S.) penalty for Alpine
2019-09-12 20:22U:*SECStreet WireSEC defendant Hardy receives 10 years
2019-09-11 10:26U:*SECStreet WireSEC boiler room defendant Hardy facing 10 years
2019-09-06 10:35U:*SECStreet WireSEC defendant Hackett's legal troubles growing
2019-09-05 11:03U:*SECStreet WireSEC defendant Verderosa makes his sentencing pitch
2019-09-03 20:38U:*SECStreet WireSEC cites Skriloff for Tobin's OTC Markets fraud
2019-08-16 20:33U:*SECStreet WireSEC fines BMO $3.96M (U.S.) for ADR improprieties
2019-08-16 11:03U:*SECStreet WireSEC seeks $203,174 (U.S.) default judgment for Dalmy
2019-08-14 18:15U:*SECStreet WireSEC fines Canaccord $250,000 (U.S.) for OTC violations
2019-08-12 20:03U:*SECStreet WireSEC, prosecutors accuse RBC analyst of insider trading
2019-08-09 12:01U:*SECStreet WireSEC wins default judgment against Skerry
2019-08-07 20:11U:*SECStreet WireSEC permanently bans Jaclin for seven-year scheme
2019-08-06 07:28U:*SECIn the NewsGlobe says SEC settles fraud charges against Honig
2019-08-05 15:22U:*SECStreet WireSEC defendant Lindsay pleads guilty in California
2019-07-19 19:00U:*SECStreet WireSEC defendant Dean criminally charged in U.S.
2019-07-17 16:28U:*SECStreet WireSEC accuses former broker of helping Forcefield scheme
2019-07-15 18:13U:*SECStreet WireSEC defendant Ficeto convicted in California
2019-07-12 20:49U:*SECStreet WireSEC charges former Calgary lawyer for U.S. work
2019-07-08 20:33U:*SECStreet WireSEC defendant Chernin receives 18 months
2019-07-05 19:55U:*SECStreet WireSEC reaches $4.5-million (U.S.) deal with Genovese
2019-07-04 20:11U:*SECStreet WireSEC defendant Giguiere to plead guilty
2019-06-26 10:07U:*SECStreet WireSEC defendant Wintercap responds to fraud charges
2019-06-21 15:55U:*SECStreet WireSEC defendant Garkusha avoids jail for hacking scheme
2019-06-20 11:01U:*SECStreet WireSEC bans cold-caller Bohnsack for Intertech scheme
2019-06-12 10:46U:*SECStreet WireSEC defendant Alpine protests "corporate death penalty"
2019-06-10 10:38U:*SECStreet WireSEC defendant Garkusha faces up to four years in jail
2019-06-07 19:35U:*SECStreet WireSEC boiler room defendant Cohen receives two years
2019-06-07 10:27U:*SECStreet WireSEC defendant Tobin ordered to forfeit $4M (U.S.)
2019-06-04 19:51U:*SECStreet WireSEC charges Ontario's Kik over $100M (U.S.) ICO
2019-05-30 10:01U:*SECStreet WireSEC defendant Garkusha looks to avoid jail