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News for U:*SEC from 2022-09-23 to 2023-09-22 - 175 items News ReleasesIn The NewsOther CAUS
DateSymPriceTypeHeadline
2023-09-22 20:23U:*SECStreet WireSEC has no authority over crypto, Zhao says
2023-09-20 20:25U:*SECStreet WireSEC defendant Destler protests Loop Industries charges
2023-09-18 20:25U:*SECStreet WireSEC permanently bans "King Richards"
2023-09-15 20:35U:*SECStreet WireSEC asks judge to permanently ban Abakan's Miller
2023-09-13 20:35U:*SECStreet WireSEC wins $6.1-million (U.S.) judgment against Stubos
2023-09-12 20:40U:*SECStreet WireSEC wins $52.9-million judgment against Carrillo
2023-09-11 20:48U:*SECStreet WireSEC defendant Hackett to remain in prison
2023-09-08 20:39U:*SECStreet WireSEC defendant Dhillon agrees to pay $10.4M (U.S.)
2023-09-07 20:27U:*SECStreet WireSEC fines Fluor, execs for overstating earnings
2023-08-29 20:34U:*SECStreet WireSEC says Sharp's offshore records authentic, admissible
2023-08-24 20:27U:*SECStreet WireSEC says Sexton facing up to $22.1M (U.S.) in sanctions
2023-08-23 20:37U:*SECStreet WireSEC defendant Hackett looks to exit prison early
2023-08-21 20:20U:*SECStreet WireSEC defendant Hirschy receives probationary sentence
2023-08-18 20:29U:*SECStreet WireSEC permanently bans former HD View CEO Mancino
2023-08-17 20:45U:*SECStreet WireSEC defendant Padilla pleads guilty in Boston
2023-08-16 20:41U:*SECStreet WireSEC defendant Sexton seeks to thaw frozen accounts
2023-08-14 20:39U:*SECStreet WireSEC's case based on "fictional accounts," B.C. man says
2023-08-08 20:15U:*SECStreet WireSEC's text-message police fine BMO, others $549M (U.S.)
2023-08-03 20:30U:*SECStreet WireSEC bans New Jersey's Anglim for OTC manipulations
2023-07-26 20:34U:*SECStreet WireSEC wins ban, fine for Upper Street defendant Dudley
2023-07-21 20:45U:*SECStreet WireSEC defendant Roda reaches $560,762 (U.S.) settlement
2023-07-19 20:43U:*SECStreet WireSEC defendants Danks, Lazerus protest Loop charges
2023-07-18 20:50U:*SECStreet WireSEC cites New Jersey's Anglim for OTC manipulations
2023-07-17 20:34U:*SECStreet WireSEC defendant Babini wins release on bond
2023-07-14 20:44U:*SECStreet WireSEC seeks permanent ban for Quebec's Di Carlo
2023-07-13 20:28U:*SECStreet WireSEC defendant Offill ordered to serve six years
2023-07-12 19:59U:*SECStreet WireSEC defendant Babini pleads not guilty in Boston
2023-07-11 20:45U:*SECStreet WireSEC defendant Offill makes his sentencing pitch
2023-07-10 20:37U:*SECStreet WireSEC defendant Babini extradited to U.S.
2023-07-07 20:35U:*SECStreet WireSEC defendant Knox to be government witness
2023-07-06 07:31U:*SECIn the NewsFP/wire say Australia joins SEC in targeting Binance
2023-07-05 20:34U:*SECStreet WireSEC defendant Offill facing eight-year sentence
2023-07-04 20:38U:*SECStreet WireSEC defendant Miller a difficult client, says lawyer
2023-06-30 19:03U:*SECStreet WireSEC reaches $3-million (U.S.) deal with DeFrancesco
2023-06-30 08:08U:*SECIn the NewsGlobe says SEC fines promoter DeFrancesco $3M (U.S.)
2023-06-29 20:28U:*SECStreet WireSEC charges N.Y. broker over timely Score Media trades
2023-06-27 08:46U:*SECIn the NewsGlobe/wire say SEC mulls BlackRock's bitcoin ETF
2023-06-26 20:26U:*SECStreet WireSEC defendant Zhao complains of "unprofessional" PR
2023-06-21 19:51U:*SECStreet WireSEC bars Forcefield Energy fraudster St. Julien
2023-06-20 20:33U:*SECStreet WireSEC emerges victorious in case against Abakan's Miller
2023-06-19 20:49U:*SECStreet WireSEC ties up Binance's U.S. assets with court order
2023-06-15 20:50U:*SECStreet WireSEC permanently bans Sharp associates Kelln, Veldhuis
2023-06-14 20:37U:*SECStreet WireSEC charges Californians for Canadian-linked OTC fraud
2023-06-14 08:43U:*SECIn the NewsGlobe/wire say SEC gets tough, altcoins seek cover
2023-06-13 19:51U:*SECStreet WireSEC defendant Husain wins ruling over $1.7M (U.S.) fine
2023-06-12 20:36U:*SECStreet WireSEC fines DeFrancesco's wife over $8M (U.S.) scheme
2023-06-12 08:29U:*SECIn the NewsGlobe's Lou says SEC quits playing footsie with cryptos
2023-06-07 07:51U:*SECIn the NewsGlobe/wire say SEC sues "Wild West" crypto player
2023-06-06 20:42U:*SECStreet WireSEC's Upper Street defendant Dudley denies wrongdoing
2023-06-06 08:06U:*SECIn the NewsGlobe/NYT say SEC increases pressure on Binance
2023-06-05 20:29U:*SECStreet WireSEC charges Binance and its Canadian founder
2023-06-01 19:54U:*SECStreet WireSEC's Biozoom defendant Panther receives probation
2023-05-26 20:37U:*SECStreet WireSEC defendant Wygovsky pleads guilty in New Jersey
2023-05-25 20:25U:*SECStreet WireSEC defendant Earle denies Upper Street charges
2023-05-24 20:49U:*SECStreet WireSEC says boiler room operator Di Carlo ignoring charges
2023-05-23 20:36U:*SECStreet WireSEC bans, fines Burnaby's Jumani over OncoSec sales
2023-05-19 20:31U:*SECStreet WireSEC looks to question Lindsay before deportation
2023-05-18 20:26U:*SECStreet WireSEC defendant Hardy sees Florida condos go up for sale
2023-05-17 19:47U:*SECStreet WireSEC defendant Cohen receives 17 months in jail
2023-05-15 20:41U:*SECStreet WireSEC fends off legal challenge from Kelln, Veldhuis
2023-05-12 20:41U:*SECStreet WireSEC permanently bans Arias Intel's Gillespie
2023-05-11 20:24U:*SECStreet WireSEC defendant Hastings sees Hawaiian home on the block
2023-05-08 20:43U:*SECStreet WireSEC case against DeFrancesco survives legal challenge
2023-05-05 20:36U:*SECStreet WireSEC seeks $16.2-million (U.S.) order for U.K.'s Page
2023-05-04 20:32U:*SECStreet WireSEC defendant Stack appeals Preston penalties
2023-05-03 20:46U:*SECStreet WireSEC defendant Cohen facing three-year sentence
2023-05-01 20:42U:*SECStreet WireSEC defendant Hogg denies crypto accusations
2023-04-25 20:42U:*SECStreet WireSEC defendant Sharp protests offshore server raid
2023-04-21 20:44U:*SECStreet WireSEC seeks $45.9-million (U.S.) judgment for Mimun
2023-04-19 19:27U:*SECStreet WireSEC defendant Braverman denies crypto charges
2023-04-13 20:40U:*SECStreet WireSEC permanently bans SAExploration's Hastings
2023-04-11 20:44U:*SECStreet WireSEC wins summary judgment for Petroteq cold-caller
2023-04-10 20:34U:*SECStreet WireSEC permanently bans California's Giguiere
2023-04-06 20:52U:*SECStreet WireSEC defendant DeFrancesco denies pump-and-dump charges
2023-04-05 20:29U:*SECStreet WireSEC has jurisdiction over DIG tokens, judge finds
2023-04-04 20:38U:*SECStreet WireSEC charges Wygovsky for insider trading scheme
2023-04-03 09:31U:*SECIn the NewsFP/wire say SEC to pay $12M (U.S.) to whistle-blowers
2023-03-31 20:43U:*SECStreet WireSEC wins ban, fine for Bahadoorsingh
2023-03-30 20:31U:*SECStreet WireSEC receives appeal notice from Carrillo's ex-wife
2023-03-28 20:37U:*SECStreet WireSEC wins insider trading judgment against Lindsay
2023-03-27 20:42U:*SECStreet WireSEC wins fines, bans for Nicosia and associates
2023-03-24 20:46U:*SECStreet WireSEC comes to B.C., wins order for Sharp associates
2023-03-22 20:38U:*SECStreet WireSEC defendant Schottenstein sentenced to one year
2023-03-20 20:24U:*SECStreet WireSEC seeks court order for Rayat's accountant
2023-03-17 20:51U:*SECStreet WireSEC looks to question DeFrancesco's mother, sister
2023-03-16 20:51U:*SECStreet WireSEC defendant Schottenstein facing four-year sentence
2023-03-16 07:55U:*SECIn the NewsGlobe/AP say SEC target Guo charged with crypto fraud
2023-03-15 20:33U:*SECStreet WireSEC insider trading defendant Roda avoids prison
2023-03-14 20:43U:*SECStreet WireSEC's Cool defendants protest pump-and-dump charges
2023-03-13 20:34U:*SECStreet WireSEC defendant Offill pleads guilty in Virginia
2023-03-13 09:40U:*SECIn the NewsFP/wire say Bitcoin ETF sees volatility return
2023-03-10 20:44U:*SECStreet WireSEC defendant Roda ordered to pay $560,762 (U.S.)
2023-03-09 20:45U:*SECStreet WireSEC defendant Stack ordered to pay $666,220 (U.S.)
2023-03-08 20:56U:*SECStreet WireSEC reaches $1.5M (U.S.) deal with Vancouver's Moynes
2023-03-07 20:42U:*SECStreet WireSEC defendant Kon appeals $760,059 (U.S.) order
2023-03-06 20:42U:*SECStreet WireSEC fines Amaya successor $4M (U.S.) over lobbying
2023-02-27 20:34U:*SECStreet WireSEC's Upper Street defendant Bryant denies wrongdoing
2023-02-22 20:47U:*SECStreet WireSEC coming to Vancouver for chat with Stubos associates
2023-02-21 20:36U:*SECStreet WireSEC defendant Schottenstein facing $634,893 (U.S.) order
2023-02-17 20:49U:*SECStreet WireSEC defendant Reagh denies Upper Street charges
2023-02-15 20:39U:*SECStreet WireSEC defendant Taylor agrees to pay $4.9M (U.S.)
2023-02-10 20:29U:*SECStreet WireSEC defendant Kon ordered to pay $760,059 (U.S.)
2023-02-09 20:41U:*SECStreet WireSEC defendant Knox facing $10.9M (U.S.) forfeiture
2023-02-06 20:45U:*SECStreet WireSEC defendant Dove avoids fine, for now
2023-02-06 06:07U:*SECIn the NewsGlobe says SEC case shows crypto attracts a silly bunch
2023-02-01 20:37U:*SECStreet WireSEC defendant Carrillo fails to answer boiler room case
2023-01-30 20:28U:*SECStreet WireSEC defendant McAlpine gets six months of house arrest
2023-01-27 20:42U:*SECStreet WireSEC defendant Uboh receives five years
2023-01-26 20:38U:*SECStreet WireSEC permanently bans Arias Intel defendant Budhu
2023-01-25 20:25U:*SECStreet WireSEC defendant Arthur settles Petroteq charges
2023-01-24 20:37U:*SECStreet WireSEC defendant McAlpine set to avoid jail
2023-01-23 20:35U:*SECStreet WireSEC defendant Kostelecky to remain imprisoned
2023-01-20 20:39U:*SECStreet WireSEC bans Liberty Silver defendant Mirman
2023-01-19 20:39U:*SECStreet WireSEC defendant Isen appeals five-year sentence
2023-01-18 20:39U:*SECStreet WireSEC defendant Uboh says 9-1/2 years too long
2023-01-17 20:47U:*SECStreet WireSEC defendant Braverman protests DIG charges
2023-01-16 20:52U:*SECStreet WireSEC defendant Uboh facing 9-1/2 years in jail
2023-01-13 20:45U:*SECStreet WireSEC has no authority over crypto, say DIG defendants
2023-01-12 20:52U:*SECStreet WireSEC defendant Abujudeh to pay $5.05-million (U.S.)
2023-01-11 20:34U:*SECStreet WireSEC permanently bans paid manipulator Zinkwich
2023-01-10 20:55U:*SECStreet WireSEC defendant Isen receives five-year sentence
2023-01-09 20:45U:*SECStreet WireSEC permanently bans Florida's Uboh
2023-01-09 08:25U:*SECIn the NewsGlobe says SEC accuses DeFrancesco of pump-and-dump
2023-01-06 20:50U:*SECStreet WireSEC charges DeFrancesco for $8M (U.S.) fraud
2023-01-03 20:32U:*SECStreet WireSEC defendant McAlpine looks to avoid jail
2022-12-29 20:28U:*SECStreet WireSEC defendant Kostelecky appeals, seeks release
2022-12-28 20:18U:*SECStreet WireSEC defendant Clarke ordered to pay $64,411 (U.S.)
2022-12-23 21:01U:*SECStreet WireSEC defendant Offill protests Mansfield charges
2022-12-22 20:45U:*SECStreet WireSEC defendant Dove facing $5.93M (U.S.) judgment
2022-12-21 20:35U:*SECStreet WireSEC defendant Knox ordered to pay $6.1-million (U.S.)
2022-12-20 20:28U:*SECStreet WireSEC unable to find boiler room defendant Carrillo
2022-12-19 20:47U:*SECStreet WireSEC defendant Strugano denies insider trading
2022-12-16 20:38U:*SECStreet WireSEC defendant Chartier appeals 10-year sentence
2022-12-15 20:40U:*SECStreet WireSEC charges pair for $47M (U.S.) front-running scheme
2022-12-14 20:33U:*SECStreet WireSEC defendant McKnight protests $1.25M (U.S.) sanction
2022-12-09 20:45U:*SECStreet WireSEC defendant Stephens criminally charged in U.S.
2022-12-08 20:30U:*SECStreet WireSEC defendant Bortnovsky no longer criminally charged
2022-12-07 20:15U:*SECStreet WireSEC unable to find Vancouver's Kirk, Lee
2022-12-06 20:36U:*SECStreet WireSEC wins $2.5-million (U.S.) decision against Landis
2022-12-05 20:48U:*SECStreet WireSEC charges Vancouver's Reagh for OTC pump-and-dump
2022-12-02 20:19U:*SECStreet WireSEC defendant Chartier receives 10 years in jail
2022-12-01 20:37U:*SECStreet WireSEC defendant Ficeto appeals Absolute conviction
2022-11-30 20:48U:*SECStreet WireSEC defendant Schottenstein exits deal with gov't
2022-11-24 20:51U:*SECStreet WireSEC defendant Bortnovsky protests Aphria charges
2022-11-23 20:47U:*SECStreet WireSEC defendant Clarke protests fine, claims poverty
2022-11-18 20:43U:*SECStreet WireSEC defendant Carrillo's BMW buy lands ex-wife in court
2022-11-18 07:47U:*SECIn the NewsGlobe says SEC hears FTX run by amateur bitcoin bros
2022-11-17 20:34U:*SECStreet WireSEC seeks $2M (U.S.) order in Biller boiler room case
2022-11-16 08:26U:*SECIn the NewsGlobe says SEC investigates FTX but Canada on sidelines
2022-11-15 08:17U:*SECIn the NewsGlobe/wire say SEC takes on FTX crypto collapse
2022-11-14 20:50U:*SECStreet WireSEC defendant Stack looks to avoid fine, ban
2022-11-14 08:15U:*SECIn the NewsGlobe/wire say SEC told FTX files for Chapter 11
2022-11-14 07:35U:*SECIn the NewsGlobe/wire say SEC hears Holmes a wonderful person
2022-11-11 20:27U:*SECStreet WireSEC says Biller associate Dove ignoring charges
2022-11-10 20:29U:*SECStreet WireSEC seeks $1.25-million (U.S.) judgment for McKnight
2022-11-09 20:49U:*SECStreet WireSEC charges against Miller survive legal challenge
2022-11-02 20:04U:*SECStreet WireSEC defendant Gastauer appeals $3.9M (U.S.) judgment
2022-10-28 20:30U:*SECStreet WireSEC defendant Moynes denies wrongdoing
2022-10-26 20:45U:*SECStreet WireSEC seeks $261,594 (U.S.) order for Csurgo associate
2022-10-25 20:43U:*SECStreet WireSEC defendant Isaac denies wrongdoing
2022-10-24 20:41U:*SECStreet WireSEC, OSC cite Cronos Group for accounting fraud
2022-10-21 20:29U:*SECStreet WireSEC wins $829,841 (U.S.) decision against Roe
2022-10-20 20:38U:*SECStreet WireSEC defendant Sharp opposes B.C. asset freeze order
2022-10-18 20:47U:*SECStreet WireSEC defendant Shapiro protests Aphria charges
2022-10-17 20:51U:*SECStreet WireSEC defendant Offill ordered to prison
2022-10-14 20:22U:*SECStreet WireSEC defendants Bhogal, Sidhu deny wrongdoing
2022-10-12 09:00U:*SECIn the NewsGlobe says SEC comes to rescue as Tilray comes clean
2022-10-11 20:51U:*SECStreet WireSEC fends off challenge from Vancouver's Stubos
2022-10-07 20:32U:*SECStreet WireSEC seeks ban, fine for Texas lawyer Stack
2022-10-04 20:41U:*SECStreet WireSEC, OSC move against $45M (U.S.) crypto scheme
2022-10-03 20:46U:*SECStreet WireSEC charges Vancouver's Stephens over OTC scheme
2022-10-03 08:00U:*SECIn the NewsGlobe says OSC charges former GlobeNewswire employees
2022-09-30 20:39U:*SECStreet WireSEC charges Dhillon over U.S. pharma company touting
2022-09-29 20:50U:*SECStreet WireSEC defendant Wygovsky pleads guilty in N.Y.
2022-09-28 20:52U:*SECStreet WireSEC cites OTC schemers for $9.1-million (U.S.) fraud