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News for U:*SEC from 2020-05-08 to 2021-05-07 - 95 items News ReleasesIn The NewsOther CAUS
DateSymPriceTypeHeadline
2021-05-05 20:50U:*SECStreet WireSEC defendant Babini loses extradition case
2021-04-30 21:01U:*SECStreet WireSEC defendant Homm convicted in Switzerland
2021-04-27 20:33U:*SECStreet WireSEC permanently bans Bajic associate Ciapala
2021-04-23 20:44U:*SECStreet WireSEC, Lawler reach out-of-court deal
2021-04-22 20:37U:*SECStreet WireSEC suspends SeeThruEquity's Amit Tandon
2021-04-21 20:16U:*SECStreet WireSEC bans Luckhoo-Bouche five years for Sandy Steele
2021-04-20 20:57U:*SECStreet WireSEC charges Uboh, Crockett over $1.1M (U.S.) scheme
2021-04-19 20:46U:*SECStreet WireSEC defendant Patel's prison sentence cut short
2021-04-16 20:36U:*SECStreet WireSEC permanently bans Tobin and associates
2021-04-07 20:41U:*SECStreet WireSEC's Argus defendant McAlpine to plead guilty
2021-04-06 20:20U:*SECStreet WireIntelligent Content defendant Jean wins COVID release
2021-04-01 20:54U:*SECStreet WireSEC's Biozoom defendant Panther pleads guilty
2021-03-29 20:36U:*SECStreet WireSEC wins ruling against Liberty Silver defendant Mirman
2021-03-25 20:51U:*SECStreet WireSEC defendant Husain ordered to pay $1.75M (U.S.)
2021-03-24 20:36U:*SECStreet WireSEC halts African health promotion Kallo
2021-03-23 20:04U:*SECStreet WireSEC defendants Cohen, Taxon receive probation
2021-03-22 20:56U:*SECStreet WireSEC charges Gentile again, cites Bahamian operation
2021-03-19 20:48U:*SECStreet WireSEC defendant Hastings sees legal woes grow
2021-03-11 20:52U:*SECStreet WireSEC defendant Gomes wins partial thaw on asset freeze
2021-03-02 20:26U:*SECStreet WireSEC seeks ban, $5.7M (U.S.) judgment for Van Nguyen
2021-03-01 20:42U:*SECStreet WireSEC wins ban for Andiamo ex Starkweather
2021-02-24 20:55U:*SECStreet WireSEC wins $14.4-million (U.S.) decision in Bajic case
2021-02-23 20:42U:*SECStreet WireSEC halts would-be cannabis listing Bangi
2021-02-22 20:12U:*SECStreet WireSEC halts Kachkar's former company, Inyx
2021-02-08 20:45U:*SECStreet WireSEC bans Wahl for "utterly inadequate" audit work
2021-01-29 18:16U:*SECStreet WireSEC defendant Killarney accepts permanent ban, fine
2021-01-21 20:52U:*SECStreet WireSEC says Texas lawyer "figurehead CEO" for Marshall
2020-12-24 14:12U:*SECStreet WireSEC defendants Thompson, Fung to pay $2.7M (U.S.)
2020-12-22 20:09U:*SECStreet WireSEC fines Cormark $800,000 (U.S.) over short sales
2020-12-18 20:36U:*SECStreet WireSEC settles with SAExploration for accounting fraud
2020-12-17 20:52U:*SECStreet WireSEC defendant Sidoti asks judge to dismiss case
2020-12-11 20:52U:*SECStreet WireSEC seeks $4.2M (U.S.) in sanctions for Taneja company
2020-12-10 20:29U:*SECStreet WireSEC defendant McAlpine headed home for Christmas
2020-12-09 20:48U:*SECStreet WireSEC wins $12M (U.S.) decision in Sandy Steele case
2020-12-04 19:19U:*SECStreet WireSEC defeats appeal over Alpine's $12M (U.S.) fine
2020-11-23 20:46U:*SECStreet WireSEC wins injunction, fine against McKnight, Wise
2020-11-20 21:02U:*SECStreet WireSEC defendant Tobin remains a free man
2020-11-19 20:28U:*SECStreet WireSEC defendant Taneja to pay $947,172 (U.S.), serve ban
2020-11-17 19:46U:*SECStreet WireSEC wins $1.55-million (U.S.) judgment for Tucker
2020-11-13 20:22U:*SECStreet WireSEC seeks $758,169 (U.S.) fine for Intertech phone man
2020-11-10 20:52U:*SECStreet WireSEC seeks $318-million (U.S.) fine in hacking case
2020-11-06 20:56U:*SECStreet WireSEC defendants Taneja, McKnight reach out-of-court deal
2020-11-04 20:37U:*SECStreet WireSEC wins asset freeze against Ontario lawyer Patel
2020-11-03 20:10U:*SECStreet WireSEC defendant Verderosa loses COVID-19 release request
2020-10-28 20:55U:*SECStreet WireSEC defendant Armon denies Nonko charges
2020-10-22 19:30U:*SECStreet WireSEC seeks $1.14M (U.S.) in sanctions for Almagarby
2020-10-21 20:51U:*SECStreet WireSEC obtains $5-million (U.S.) fine for Kik Interactive
2020-10-19 19:07U:*SECStreet WireSEC defendant Thompson settles pump-and-dump case
2020-10-14 21:11U:*SECStreet WireSEC defendant Killarney protests charges
2020-10-13 20:42U:*SECStreet WireSEC defendant McAlpine pleads not guilty
2020-10-09 17:59U:*SECStreet WireSEC defendant Durante lines up for COVID-19 release
2020-10-08 21:03U:*SECStreet WireSEC cites Canadians in $100M (U.S.) accounting fraud
2020-10-07 20:49U:*SECStreet WireSEC defendant Mancino facing three-year jail term
2020-10-02 20:37U:*SECStreet WireSEC seeks $6.5M (U.S.) from Bajic-linked entities
2020-10-01 20:45U:*SECStreet WireSEC, DOJ file charges over Rarus pump-and-dump
2020-09-28 20:32U:*SECStreet WireSEC files case against Landis associate Zinkwich
2020-09-24 20:14U:*SECStreet WireSEC defendant Mancino looks to avoid jail
2020-09-22 20:24U:*SECStreet WireSEC charges Canadian group for $6.6M (U.S.) OTC scheme
2020-09-11 16:54U:*SECStreet WireSEC wins $15-million (U.S.) fine for Biozoom's Abellan
2020-09-09 21:48U:*SECStreet WireSEC defendant Verderosa's release opposed by DOJ
2020-09-03 17:41U:*SECStreet WireSEC charges lawyer in Tobin pump-and-dump
2020-08-31 19:13U:*SECStreet WireSEC defendant Luckhoo-Bouche denies wrongdoing
2020-08-26 20:05U:*SECStreet WireSEC seeks fine, injunction for Intertech tout Tucker
2020-08-24 17:21U:*SECStreet WireSEC chalks up win against Florida college student
2020-08-14 18:37U:*SECStreet WireSEC defendant Patel receives 15 months in jail
2020-08-13 18:08U:*SECStreet WireSEC defendant Schmidt responds to Sandy Steele charges
2020-08-12 16:36U:*SECStreet WireSEC defendant Tobin receives one year in U.S. jail
2020-08-11 17:59U:*SECStreet WireSEC defendant Tobin to avoid 10-year sentence
2020-08-10 17:50U:*SECStreet WireSEC defendant Verderosa seeks COVID-19 release
2020-08-06 17:19U:*SECStreet WireSEC defendant Bongiorno protests Petroteq charges
2020-07-24 20:24U:*SECStreet WireSEC says Vancouver face mask schemers ignoring charges
2020-07-23 20:53U:*SECStreet WireSEC defendant Tobin, facing 10 yrs, looks to avoid jail
2020-07-22 18:06U:*SECStreet WireSEC says Intertech pitchman Tucker ignoring charges
2020-07-17 18:50U:*SECStreet WireSEC defendant Cohen's COVID claims fall short
2020-07-14 20:38U:*SECStreet WireSEC says wind power promotion amounted to hot air
2020-07-09 17:05U:*SECStreet WireSEC halts hand sanitizer promotion Eastwest
2020-07-07 16:28U:*SECStreet WireSEC defendant Ficeto receives six years in prison
2020-07-02 19:57U:*SECStreet WireSEC defendant Jaclin avoids jail for shell scheme
2020-06-24 20:34U:*SECStreet WireSEC wins injunction, asset freeze in Sandy Steele case
2020-06-23 17:48U:*SECStreet WireSEC issues COVID-19 halt for Blackhawk Growth
2020-06-22 20:27U:*SECStreet WireSEC suspends Tobin's Swiss associate, Ledvina
2020-06-19 20:14U:*SECStreet WireSEC seeks asset freeze, injunction for Gomes, others
2020-06-16 18:54U:*SECStreet WireSEC case against VSE figure Miller to proceed
2020-06-15 20:49U:*SECStreet WireSEC's Petroteq defendant Arthur protests fraud charges
2020-06-11 20:54U:*SECStreet WireSEC moves against Canadian group for $25M (U.S.) fraud
2020-06-03 16:40U:*SECStreet WireSEC defendant Ledvina receives probationary sentence
2020-05-29 19:42U:*SECStreet WireSEC reinstates Coldicutt associate Weaver
2020-05-28 20:29U:*SECStreet WireSEC defendant Cohen's release opposed by DOJ
2020-05-27 18:53U:*SECStreet WireSEC halts purported PPE provider Micron
2020-05-22 20:05U:*SECStreet WireSEC's N.Y. boiler room defendants to pay $6.2M (U.S.)
2020-05-19 20:45U:*SECStreet WireSEC defendant Dubovoy agrees to pay $11-million (U.S.)
2020-05-15 19:59U:*SECStreet WireSEC defendant Cohen seeks COVID-19 release
2020-05-13 20:10U:*SECStreet WireSEC seeks $3.86-million (U.S.) judgment for Husain
2020-05-11 20:51U:*SECStreet WireSEC wins $31.95-million (U.S.) decision in Bajic case
2020-05-08 20:22U:*SECStreet WireSEC defendant Panther to plead guilty