Stockwatch

Date	Sym	Type	Headline
2023-09-22 20:23	UU:*SEC	Street Wire165	SEC has no authority over crypto, Zhao says
2023-09-20 20:25	UU:*SEC	Street Wire165	SEC defendant Destler protests Loop Industries charges
2023-09-18 20:25	UU:*SEC	Street Wire165	SEC permanently bans "King Richards"
2023-09-15 20:35	UU:*SEC	Street Wire165	SEC asks judge to permanently ban Abakan's Miller
2023-09-13 20:35	UU:*SEC	Street Wire165	SEC wins $6.1-million (U.S.) judgment against Stubos
2023-09-12 20:40	UU:*SEC	Street Wire165	SEC wins $52.9-million judgment against Carrillo
2023-09-11 20:48	UU:*SEC	Street Wire165	SEC defendant Hackett to remain in prison
2023-09-08 20:39	UU:*SEC	Street Wire165	SEC defendant Dhillon agrees to pay $10.4M (U.S.)
2023-09-07 20:27	UU:*SEC	Street Wire165	SEC fines Fluor, execs for overstating earnings
2023-08-29 20:34	UU:*SEC	Street Wire165	SEC says Sharp's offshore records authentic, admissible
2023-08-24 20:27	UU:*SEC	Street Wire165	SEC says Sexton facing up to $22.1M (U.S.) in sanctions
2023-08-23 20:37	UU:*SEC	Street Wire165	SEC defendant Hackett looks to exit prison early
2023-08-21 20:20	UU:*SEC	Street Wire165	SEC defendant Hirschy receives probationary sentence
2023-08-18 20:29	UU:*SEC	Street Wire165	SEC permanently bans former HD View CEO Mancino
2023-08-17 20:45	UU:*SEC	Street Wire165	SEC defendant Padilla pleads guilty in Boston
2023-08-16 20:41	UU:*SEC	Street Wire165	SEC defendant Sexton seeks to thaw frozen accounts
2023-08-14 20:39	UU:*SEC	Street Wire165	SEC's case based on "fictional accounts," B.C. man says
2023-08-08 20:15	UU:*SEC	Street Wire165	SEC's text-message police fine BMO, others $549M (U.S.)
2023-08-03 20:30	UU:*SEC	Street Wire165	SEC bans New Jersey's Anglim for OTC manipulations
2023-07-26 20:34	UU:*SEC	Street Wire165	SEC wins ban, fine for Upper Street defendant Dudley
2023-07-21 20:45	UU:*SEC	Street Wire165	SEC defendant Roda reaches $560,762 (U.S.) settlement
2023-07-19 20:43	UU:*SEC	Street Wire165	SEC defendants Danks, Lazerus protest Loop charges
2023-07-18 20:50	UU:*SEC	Street Wire165	SEC cites New Jersey's Anglim for OTC manipulations
2023-07-17 20:34	UU:*SEC	Street Wire165	SEC defendant Babini wins release on bond
2023-07-14 20:44	UU:*SEC	Street Wire165	SEC seeks permanent ban for Quebec's Di Carlo
2023-07-13 20:28	UU:*SEC	Street Wire165	SEC defendant Offill ordered to serve six years
2023-07-12 19:59	UU:*SEC	Street Wire165	SEC defendant Babini pleads not guilty in Boston
2023-07-11 20:45	UU:*SEC	Street Wire165	SEC defendant Offill makes his sentencing pitch
2023-07-10 20:37	UU:*SEC	Street Wire165	SEC defendant Babini extradited to U.S.
2023-07-07 20:35	UU:*SEC	Street Wire165	SEC defendant Knox to be government witness
2023-07-06 07:31	UU:*SEC	In the News525	FP/wire say Australia joins SEC in targeting Binance
2023-07-05 20:34	UU:*SEC	Street Wire165	SEC defendant Offill facing eight-year sentence
2023-07-04 20:38	UU:*SEC	Street Wire165	SEC defendant Miller a difficult client, says lawyer
2023-06-30 19:03	UU:*SEC	Street Wire165	SEC reaches $3-million (U.S.) deal with DeFrancesco
2023-06-30 08:08	UU:*SEC	In the News525	Globe says SEC fines promoter DeFrancesco $3M (U.S.)
2023-06-29 20:28	UU:*SEC	Street Wire165	SEC charges N.Y. broker over timely Score Media trades
2023-06-27 08:46	UU:*SEC	In the News525	Globe/wire say SEC mulls BlackRock's bitcoin ETF
2023-06-26 20:26	UU:*SEC	Street Wire165	SEC defendant Zhao complains of "unprofessional" PR
2023-06-21 19:51	UU:*SEC	Street Wire165	SEC bars Forcefield Energy fraudster St. Julien
2023-06-20 20:33	UU:*SEC	Street Wire165	SEC emerges victorious in case against Abakan's Miller
2023-06-19 20:49	UU:*SEC	Street Wire165	SEC ties up Binance's U.S. assets with court order
2023-06-15 20:50	UU:*SEC	Street Wire165	SEC permanently bans Sharp associates Kelln, Veldhuis
2023-06-14 20:37	UU:*SEC	Street Wire165	SEC charges Californians for Canadian-linked OTC fraud
2023-06-14 08:43	UU:*SEC	In the News525	Globe/wire say SEC gets tough, altcoins seek cover
2023-06-13 19:51	UU:*SEC	Street Wire165	SEC defendant Husain wins ruling over $1.7M (U.S.) fine
2023-06-12 20:36	UU:*SEC	Street Wire165	SEC fines DeFrancesco's wife over $8M (U.S.) scheme
2023-06-12 08:29	UU:*SEC	In the News525	Globe's Lou says SEC quits playing footsie with cryptos
2023-06-07 07:51	UU:*SEC	In the News525	Globe/wire say SEC sues "Wild West" crypto player
2023-06-06 20:42	UU:*SEC	Street Wire165	SEC's Upper Street defendant Dudley denies wrongdoing
2023-06-06 08:06	UU:*SEC	In the News525	Globe/NYT say SEC increases pressure on Binance
2023-06-05 20:29	UU:*SEC	Street Wire165	SEC charges Binance and its Canadian founder
2023-06-01 19:54	UU:*SEC	Street Wire165	SEC's Biozoom defendant Panther receives probation
2023-05-26 20:37	UU:*SEC	Street Wire165	SEC defendant Wygovsky pleads guilty in New Jersey
2023-05-25 20:25	UU:*SEC	Street Wire165	SEC defendant Earle denies Upper Street charges
2023-05-24 20:49	UU:*SEC	Street Wire165	SEC says boiler room operator Di Carlo ignoring charges
2023-05-23 20:36	UU:*SEC	Street Wire165	SEC bans, fines Burnaby's Jumani over OncoSec sales
2023-05-19 20:31	UU:*SEC	Street Wire165	SEC looks to question Lindsay before deportation
2023-05-18 20:26	UU:*SEC	Street Wire165	SEC defendant Hardy sees Florida condos go up for sale
2023-05-17 19:47	UU:*SEC	Street Wire165	SEC defendant Cohen receives 17 months in jail
2023-05-15 20:41	UU:*SEC	Street Wire165	SEC fends off legal challenge from Kelln, Veldhuis
2023-05-12 20:41	UU:*SEC	Street Wire165	SEC permanently bans Arias Intel's Gillespie
2023-05-11 20:24	UU:*SEC	Street Wire165	SEC defendant Hastings sees Hawaiian home on the block
2023-05-08 20:43	UU:*SEC	Street Wire165	SEC case against DeFrancesco survives legal challenge
2023-05-05 20:36	UU:*SEC	Street Wire165	SEC seeks $16.2-million (U.S.) order for U.K.'s Page
2023-05-04 20:32	UU:*SEC	Street Wire165	SEC defendant Stack appeals Preston penalties
2023-05-03 20:46	UU:*SEC	Street Wire165	SEC defendant Cohen facing three-year sentence
2023-05-01 20:42	UU:*SEC	Street Wire165	SEC defendant Hogg denies crypto accusations
2023-04-25 20:42	UU:*SEC	Street Wire165	SEC defendant Sharp protests offshore server raid
2023-04-21 20:44	UU:*SEC	Street Wire165	SEC seeks $45.9-million (U.S.) judgment for Mimun
2023-04-19 19:27	UU:*SEC	Street Wire165	SEC defendant Braverman denies crypto charges
2023-04-13 20:40	UU:*SEC	Street Wire165	SEC permanently bans SAExploration's Hastings
2023-04-11 20:44	UU:*SEC	Street Wire165	SEC wins summary judgment for Petroteq cold-caller
2023-04-10 20:34	UU:*SEC	Street Wire165	SEC permanently bans California's Giguiere
2023-04-06 20:52	UU:*SEC	Street Wire165	SEC defendant DeFrancesco denies pump-and-dump charges
2023-04-05 20:29	UU:*SEC	Street Wire165	SEC has jurisdiction over DIG tokens, judge finds
2023-04-04 20:38	UU:*SEC	Street Wire165	SEC charges Wygovsky for insider trading scheme
2023-04-03 09:31	UU:*SEC	In the News525	FP/wire say SEC to pay $12M (U.S.) to whistle-blowers
2023-03-31 20:43	UU:*SEC	Street Wire165	SEC wins ban, fine for Bahadoorsingh
2023-03-30 20:31	UU:*SEC	Street Wire165	SEC receives appeal notice from Carrillo's ex-wife
2023-03-28 20:37	UU:*SEC	Street Wire165	SEC wins insider trading judgment against Lindsay
2023-03-27 20:42	UU:*SEC	Street Wire165	SEC wins fines, bans for Nicosia and associates
2023-03-24 20:46	UU:*SEC	Street Wire165	SEC comes to B.C., wins order for Sharp associates
2023-03-22 20:38	UU:*SEC	Street Wire165	SEC defendant Schottenstein sentenced to one year
2023-03-20 20:24	UU:*SEC	Street Wire165	SEC seeks court order for Rayat's accountant
2023-03-17 20:51	UU:*SEC	Street Wire165	SEC looks to question DeFrancesco's mother, sister
2023-03-16 20:51	UU:*SEC	Street Wire165	SEC defendant Schottenstein facing four-year sentence
2023-03-16 07:55	UU:*SEC	In the News525	Globe/AP say SEC target Guo charged with crypto fraud
2023-03-15 20:33	UU:*SEC	Street Wire165	SEC insider trading defendant Roda avoids prison
2023-03-14 20:43	UU:*SEC	Street Wire165	SEC's Cool defendants protest pump-and-dump charges
2023-03-13 20:34	UU:*SEC	Street Wire165	SEC defendant Offill pleads guilty in Virginia
2023-03-13 09:40	UU:*SEC	In the News525	FP/wire say Bitcoin ETF sees volatility return
2023-03-10 20:44	UU:*SEC	Street Wire165	SEC defendant Roda ordered to pay $560,762 (U.S.)
2023-03-09 20:45	UU:*SEC	Street Wire165	SEC defendant Stack ordered to pay $666,220 (U.S.)
2023-03-08 20:56	UU:*SEC	Street Wire165	SEC reaches $1.5M (U.S.) deal with Vancouver's Moynes
2023-03-07 20:42	UU:*SEC	Street Wire165	SEC defendant Kon appeals $760,059 (U.S.) order
2023-03-06 20:42	UU:*SEC	Street Wire165	SEC fines Amaya successor $4M (U.S.) over lobbying
2023-02-27 20:34	UU:*SEC	Street Wire165	SEC's Upper Street defendant Bryant denies wrongdoing
2023-02-22 20:47	UU:*SEC	Street Wire165	SEC coming to Vancouver for chat with Stubos associates
2023-02-21 20:36	UU:*SEC	Street Wire165	SEC defendant Schottenstein facing $634,893 (U.S.) order
2023-02-17 20:49	UU:*SEC	Street Wire165	SEC defendant Reagh denies Upper Street charges
2023-02-15 20:39	UU:*SEC	Street Wire165	SEC defendant Taylor agrees to pay $4.9M (U.S.)
2023-02-10 20:29	UU:*SEC	Street Wire165	SEC defendant Kon ordered to pay $760,059 (U.S.)
2023-02-09 20:41	UU:*SEC	Street Wire165	SEC defendant Knox facing $10.9M (U.S.) forfeiture
2023-02-06 20:45	UU:*SEC	Street Wire165	SEC defendant Dove avoids fine, for now
2023-02-06 06:07	UU:*SEC	In the News525	Globe says SEC case shows crypto attracts a silly bunch
2023-02-01 20:37	UU:*SEC	Street Wire165	SEC defendant Carrillo fails to answer boiler room case
2023-01-30 20:28	UU:*SEC	Street Wire165	SEC defendant McAlpine gets six months of house arrest
2023-01-27 20:42	UU:*SEC	Street Wire165	SEC defendant Uboh receives five years
2023-01-26 20:38	UU:*SEC	Street Wire165	SEC permanently bans Arias Intel defendant Budhu
2023-01-25 20:25	UU:*SEC	Street Wire165	SEC defendant Arthur settles Petroteq charges
2023-01-24 20:37	UU:*SEC	Street Wire165	SEC defendant McAlpine set to avoid jail
2023-01-23 20:35	UU:*SEC	Street Wire165	SEC defendant Kostelecky to remain imprisoned
2023-01-20 20:39	UU:*SEC	Street Wire165	SEC bans Liberty Silver defendant Mirman
2023-01-19 20:39	UU:*SEC	Street Wire165	SEC defendant Isen appeals five-year sentence
2023-01-18 20:39	UU:*SEC	Street Wire165	SEC defendant Uboh says 9-1/2 years too long
2023-01-17 20:47	UU:*SEC	Street Wire165	SEC defendant Braverman protests DIG charges
2023-01-16 20:52	UU:*SEC	Street Wire165	SEC defendant Uboh facing 9-1/2 years in jail
2023-01-13 20:45	UU:*SEC	Street Wire165	SEC has no authority over crypto, say DIG defendants
2023-01-12 20:52	UU:*SEC	Street Wire165	SEC defendant Abujudeh to pay $5.05-million (U.S.)
2023-01-11 20:34	UU:*SEC	Street Wire165	SEC permanently bans paid manipulator Zinkwich
2023-01-10 20:55	UU:*SEC	Street Wire165	SEC defendant Isen receives five-year sentence
2023-01-09 20:45	UU:*SEC	Street Wire165	SEC permanently bans Florida's Uboh
2023-01-09 08:25	UU:*SEC	In the News525	Globe says SEC accuses DeFrancesco of pump-and-dump
2023-01-06 20:50	UU:*SEC	Street Wire165	SEC charges DeFrancesco for $8M (U.S.) fraud
2023-01-03 20:32	UU:*SEC	Street Wire165	SEC defendant McAlpine looks to avoid jail
2022-12-29 20:28	UU:*SEC	Street Wire165	SEC defendant Kostelecky appeals, seeks release
2022-12-28 20:18	UU:*SEC	Street Wire165	SEC defendant Clarke ordered to pay $64,411 (U.S.)
2022-12-23 21:01	UU:*SEC	Street Wire165	SEC defendant Offill protests Mansfield charges
2022-12-22 20:45	UU:*SEC	Street Wire165	SEC defendant Dove facing $5.93M (U.S.) judgment
2022-12-21 20:35	UU:*SEC	Street Wire165	SEC defendant Knox ordered to pay $6.1-million (U.S.)
2022-12-20 20:28	UU:*SEC	Street Wire165	SEC unable to find boiler room defendant Carrillo
2022-12-19 20:47	UU:*SEC	Street Wire165	SEC defendant Strugano denies insider trading
2022-12-16 20:38	UU:*SEC	Street Wire165	SEC defendant Chartier appeals 10-year sentence
2022-12-15 20:40	UU:*SEC	Street Wire165	SEC charges pair for $47M (U.S.) front-running scheme
2022-12-14 20:33	UU:*SEC	Street Wire165	SEC defendant McKnight protests $1.25M (U.S.) sanction
2022-12-09 20:45	UU:*SEC	Street Wire165	SEC defendant Stephens criminally charged in U.S.
2022-12-08 20:30	UU:*SEC	Street Wire165	SEC defendant Bortnovsky no longer criminally charged
2022-12-07 20:15	UU:*SEC	Street Wire165	SEC unable to find Vancouver's Kirk, Lee
2022-12-06 20:36	UU:*SEC	Street Wire165	SEC wins $2.5-million (U.S.) decision against Landis
2022-12-05 20:48	UU:*SEC	Street Wire165	SEC charges Vancouver's Reagh for OTC pump-and-dump
2022-12-02 20:19	UU:*SEC	Street Wire165	SEC defendant Chartier receives 10 years in jail
2022-12-01 20:37	UU:*SEC	Street Wire165	SEC defendant Ficeto appeals Absolute conviction
2022-11-30 20:48	UU:*SEC	Street Wire165	SEC defendant Schottenstein exits deal with gov't
2022-11-24 20:51	UU:*SEC	Street Wire165	SEC defendant Bortnovsky protests Aphria charges
2022-11-23 20:47	UU:*SEC	Street Wire165	SEC defendant Clarke protests fine, claims poverty
2022-11-18 20:43	UU:*SEC	Street Wire165	SEC defendant Carrillo's BMW buy lands ex-wife in court
2022-11-18 07:47	UU:*SEC	In the News525	Globe says SEC hears FTX run by amateur bitcoin bros
2022-11-17 20:34	UU:*SEC	Street Wire165	SEC seeks $2M (U.S.) order in Biller boiler room case
2022-11-16 08:26	UU:*SEC	In the News525	Globe says SEC investigates FTX but Canada on sidelines
2022-11-15 08:17	UU:*SEC	In the News525	Globe/wire say SEC takes on FTX crypto collapse
2022-11-14 20:50	UU:*SEC	Street Wire165	SEC defendant Stack looks to avoid fine, ban
2022-11-14 08:15	UU:*SEC	In the News525	Globe/wire say SEC told FTX files for Chapter 11
2022-11-14 07:35	UU:*SEC	In the News525	Globe/wire say SEC hears Holmes a wonderful person
2022-11-11 20:27	UU:*SEC	Street Wire165	SEC says Biller associate Dove ignoring charges
2022-11-10 20:29	UU:*SEC	Street Wire165	SEC seeks $1.25-million (U.S.) judgment for McKnight
2022-11-09 20:49	UU:*SEC	Street Wire165	SEC charges against Miller survive legal challenge
2022-11-02 20:04	UU:*SEC	Street Wire165	SEC defendant Gastauer appeals $3.9M (U.S.) judgment
2022-10-28 20:30	UU:*SEC	Street Wire165	SEC defendant Moynes denies wrongdoing
2022-10-26 20:45	UU:*SEC	Street Wire165	SEC seeks $261,594 (U.S.) order for Csurgo associate
2022-10-25 20:43	UU:*SEC	Street Wire165	SEC defendant Isaac denies wrongdoing
2022-10-24 20:41	UU:*SEC	Street Wire165	SEC, OSC cite Cronos Group for accounting fraud
2022-10-21 20:29	UU:*SEC	Street Wire165	SEC wins $829,841 (U.S.) decision against Roe
2022-10-20 20:38	UU:*SEC	Street Wire165	SEC defendant Sharp opposes B.C. asset freeze order
2022-10-18 20:47	UU:*SEC	Street Wire165	SEC defendant Shapiro protests Aphria charges
2022-10-17 20:51	UU:*SEC	Street Wire165	SEC defendant Offill ordered to prison
2022-10-14 20:22	UU:*SEC	Street Wire165	SEC defendants Bhogal, Sidhu deny wrongdoing
2022-10-12 09:00	UU:*SEC	In the News525	Globe says SEC comes to rescue as Tilray comes clean
2022-10-11 20:51	UU:*SEC	Street Wire165	SEC fends off challenge from Vancouver's Stubos
2022-10-07 20:32	UU:*SEC	Street Wire165	SEC seeks ban, fine for Texas lawyer Stack
2022-10-04 20:41	UU:*SEC	Street Wire165	SEC, OSC move against $45M (U.S.) crypto scheme
2022-10-03 20:46	UU:*SEC	Street Wire165	SEC charges Vancouver's Stephens over OTC scheme
2022-10-03 08:00	UU:*SEC	In the News525	Globe says OSC charges former GlobeNewswire employees
2022-09-30 20:39	UU:*SEC	Street Wire165	SEC charges Dhillon over U.S. pharma company touting
2022-09-29 20:50	UU:*SEC	Street Wire165	SEC defendant Wygovsky pleads guilty in N.Y.
2022-09-28 20:52	UU:*SEC	Street Wire165	SEC cites OTC schemers for $9.1-million (U.S.) fraud