| 2023-03-28 20:37 | UU:*SEC | | Street Wire165 | SEC wins insider trading judgment against Lindsay |
| 2023-03-27 20:42 | UU:*SEC | | Street Wire165 | SEC wins fines, bans for Nicosia and associates |
| 2023-03-24 20:46 | UU:*SEC | | Street Wire165 | SEC comes to B.C., wins order for Sharp associates |
| 2023-03-22 20:38 | UU:*SEC | | Street Wire165 | SEC defendant Schottenstein sentenced to one year |
| 2023-03-20 20:24 | UU:*SEC | | Street Wire165 | SEC seeks court order for Rayat's accountant |
| 2023-03-17 20:51 | UU:*SEC | | Street Wire165 | SEC looks to question DeFrancesco's mother, sister |
| 2023-03-16 20:51 | UU:*SEC | | Street Wire165 | SEC defendant Schottenstein facing four-year sentence |
| 2023-03-16 07:55 | UU:*SEC | | In the News525 | Globe/AP say SEC target Guo charged with crypto fraud |
| 2023-03-15 20:33 | UU:*SEC | | Street Wire165 | SEC insider trading defendant Roda avoids prison |
| 2023-03-14 20:43 | UU:*SEC | | Street Wire165 | SEC's Cool defendants protest pump-and-dump charges |
| 2023-03-13 20:34 | UU:*SEC | | Street Wire165 | SEC defendant Offill pleads guilty in Virginia |
| 2023-03-13 09:40 | UU:*SEC | | In the News525 | FP/wire say Bitcoin ETF sees volatility return |
| 2023-03-10 20:44 | UU:*SEC | | Street Wire165 | SEC defendant Roda ordered to pay $560,762 (U.S.) |
| 2023-03-09 20:45 | UU:*SEC | | Street Wire165 | SEC defendant Stack ordered to pay $666,220 (U.S.) |
| 2023-03-08 20:56 | UU:*SEC | | Street Wire165 | SEC reaches $1.5M (U.S.) deal with Vancouver's Moynes |
| 2023-03-07 20:42 | UU:*SEC | | Street Wire165 | SEC defendant Kon appeals $760,059 (U.S.) order |
| 2023-03-06 20:42 | UU:*SEC | | Street Wire165 | SEC fines Amaya successor $4M (U.S.) over lobbying |
| 2023-02-27 20:34 | UU:*SEC | | Street Wire165 | SEC's Upper Street defendant Bryant denies wrongdoing |
| 2023-02-22 20:47 | UU:*SEC | | Street Wire165 | SEC coming to Vancouver for chat with Stubos associates |
| 2023-02-21 20:36 | UU:*SEC | | Street Wire165 | SEC defendant Schottenstein facing $634,893 (U.S.) order |
| 2023-02-17 20:49 | UU:*SEC | | Street Wire165 | SEC defendant Reagh denies Upper Street charges |
| 2023-02-15 20:39 | UU:*SEC | | Street Wire165 | SEC defendant Taylor agrees to pay $4.9M (U.S.) |
| 2023-02-10 20:29 | UU:*SEC | | Street Wire165 | SEC defendant Kon ordered to pay $760,059 (U.S.) |
| 2023-02-09 20:41 | UU:*SEC | | Street Wire165 | SEC defendant Knox facing $10.9M (U.S.) forfeiture |
| 2023-02-06 20:45 | UU:*SEC | | Street Wire165 | SEC defendant Dove avoids fine, for now |
| 2023-02-06 06:07 | UU:*SEC | | In the News525 | Globe says SEC case shows crypto attracts a silly bunch |
| 2023-02-01 20:37 | UU:*SEC | | Street Wire165 | SEC defendant Carrillo fails to answer boiler room case |
| 2023-01-30 20:28 | UU:*SEC | | Street Wire165 | SEC defendant McAlpine gets six months of house arrest |
| 2023-01-27 20:42 | UU:*SEC | | Street Wire165 | SEC defendant Uboh receives five years |
| 2023-01-26 20:38 | UU:*SEC | | Street Wire165 | SEC permanently bans Arias Intel defendant Budhu |
| 2023-01-25 20:25 | UU:*SEC | | Street Wire165 | SEC defendant Arthur settles Petroteq charges |
| 2023-01-24 20:37 | UU:*SEC | | Street Wire165 | SEC defendant McAlpine set to avoid jail |
| 2023-01-23 20:35 | UU:*SEC | | Street Wire165 | SEC defendant Kostelecky to remain imprisoned |
| 2023-01-20 20:39 | UU:*SEC | | Street Wire165 | SEC bans Liberty Silver defendant Mirman |
| 2023-01-19 20:39 | UU:*SEC | | Street Wire165 | SEC defendant Isen appeals five-year sentence |
| 2023-01-18 20:39 | UU:*SEC | | Street Wire165 | SEC defendant Uboh says 9-1/2 years too long |
| 2023-01-17 20:47 | UU:*SEC | | Street Wire165 | SEC defendant Braverman protests DIG charges |
| 2023-01-16 20:52 | UU:*SEC | | Street Wire165 | SEC defendant Uboh facing 9-1/2 years in jail |
| 2023-01-13 20:45 | UU:*SEC | | Street Wire165 | SEC has no authority over crypto, say DIG defendants |
| 2023-01-12 20:52 | UU:*SEC | | Street Wire165 | SEC defendant Abujudeh to pay $5.05-million (U.S.) |
| 2023-01-11 20:34 | UU:*SEC | | Street Wire165 | SEC permanently bans paid manipulator Zinkwich |
| 2023-01-10 20:55 | UU:*SEC | | Street Wire165 | SEC defendant Isen receives five-year sentence |
| 2023-01-09 20:45 | UU:*SEC | | Street Wire165 | SEC permanently bans Florida's Uboh |
| 2023-01-09 08:25 | UU:*SEC | | In the News525 | Globe says SEC accuses DeFrancesco of pump-and-dump |
| 2023-01-06 20:50 | UU:*SEC | | Street Wire165 | SEC charges DeFrancesco for $8M (U.S.) fraud |
| 2023-01-03 20:32 | UU:*SEC | | Street Wire165 | SEC defendant McAlpine looks to avoid jail |
| 2022-12-29 20:28 | UU:*SEC | | Street Wire165 | SEC defendant Kostelecky appeals, seeks release |
| 2022-12-28 20:18 | UU:*SEC | | Street Wire165 | SEC defendant Clarke ordered to pay $64,411 (U.S.) |
| 2022-12-23 21:01 | UU:*SEC | | Street Wire165 | SEC defendant Offill protests Mansfield charges |
| 2022-12-22 20:45 | UU:*SEC | | Street Wire165 | SEC defendant Dove facing $5.93M (U.S.) judgment |
| 2022-12-21 20:35 | UU:*SEC | | Street Wire165 | SEC defendant Knox ordered to pay $6.1-million (U.S.) |
| 2022-12-20 20:28 | UU:*SEC | | Street Wire165 | SEC unable to find boiler room defendant Carrillo |
| 2022-12-19 20:47 | UU:*SEC | | Street Wire165 | SEC defendant Strugano denies insider trading |
| 2022-12-16 20:38 | UU:*SEC | | Street Wire165 | SEC defendant Chartier appeals 10-year sentence |
| 2022-12-15 20:40 | UU:*SEC | | Street Wire165 | SEC charges pair for $47M (U.S.) front-running scheme |
| 2022-12-14 20:33 | UU:*SEC | | Street Wire165 | SEC defendant McKnight protests $1.25M (U.S.) sanction |
| 2022-12-09 20:45 | UU:*SEC | | Street Wire165 | SEC defendant Stephens criminally charged in U.S. |
| 2022-12-08 20:30 | UU:*SEC | | Street Wire165 | SEC defendant Bortnovsky no longer criminally charged |
| 2022-12-07 20:15 | UU:*SEC | | Street Wire165 | SEC unable to find Vancouver's Kirk, Lee |
| 2022-12-06 20:36 | UU:*SEC | | Street Wire165 | SEC wins $2.5-million (U.S.) decision against Landis |
| 2022-12-05 20:48 | UU:*SEC | | Street Wire165 | SEC charges Vancouver's Reagh for OTC pump-and-dump |
| 2022-12-02 20:19 | UU:*SEC | | Street Wire165 | SEC defendant Chartier receives 10 years in jail |
| 2022-12-01 20:37 | UU:*SEC | | Street Wire165 | SEC defendant Ficeto appeals Absolute conviction |
| 2022-11-30 20:48 | UU:*SEC | | Street Wire165 | SEC defendant Schottenstein exits deal with gov't |
| 2022-11-24 20:51 | UU:*SEC | | Street Wire165 | SEC defendant Bortnovsky protests Aphria charges |
| 2022-11-23 20:47 | UU:*SEC | | Street Wire165 | SEC defendant Clarke protests fine, claims poverty |
| 2022-11-18 20:43 | UU:*SEC | | Street Wire165 | SEC defendant Carrillo's BMW buy lands ex-wife in court |
| 2022-11-18 07:47 | UU:*SEC | | In the News525 | Globe says SEC hears FTX run by amateur bitcoin bros |
| 2022-11-17 20:34 | UU:*SEC | | Street Wire165 | SEC seeks $2M (U.S.) order in Biller boiler room case |
| 2022-11-16 08:26 | UU:*SEC | | In the News525 | Globe says SEC investigates FTX but Canada on sidelines |
| 2022-11-15 08:17 | UU:*SEC | | In the News525 | Globe/wire say SEC takes on FTX crypto collapse |
| 2022-11-14 20:50 | UU:*SEC | | Street Wire165 | SEC defendant Stack looks to avoid fine, ban |
| 2022-11-14 08:15 | UU:*SEC | | In the News525 | Globe/wire say SEC told FTX files for Chapter 11 |
| 2022-11-14 07:35 | UU:*SEC | | In the News525 | Globe/wire say SEC hears Holmes a wonderful person |
| 2022-11-11 20:27 | UU:*SEC | | Street Wire165 | SEC says Biller associate Dove ignoring charges |
| 2022-11-10 20:29 | UU:*SEC | | Street Wire165 | SEC seeks $1.25-million (U.S.) judgment for McKnight |
| 2022-11-09 20:49 | UU:*SEC | | Street Wire165 | SEC charges against Miller survive legal challenge |
| 2022-11-02 20:04 | UU:*SEC | | Street Wire165 | SEC defendant Gastauer appeals $3.9M (U.S.) judgment |
| 2022-10-28 20:30 | UU:*SEC | | Street Wire165 | SEC defendant Moynes denies wrongdoing |
| 2022-10-26 20:45 | UU:*SEC | | Street Wire165 | SEC seeks $261,594 (U.S.) order for Csurgo associate |
| 2022-10-25 20:43 | UU:*SEC | | Street Wire165 | SEC defendant Isaac denies wrongdoing |
| 2022-10-24 20:41 | UU:*SEC | | Street Wire165 | SEC, OSC cite Cronos Group for accounting fraud |
| 2022-10-21 20:29 | UU:*SEC | | Street Wire165 | SEC wins $829,841 (U.S.) decision against Roe |
| 2022-10-20 20:38 | UU:*SEC | | Street Wire165 | SEC defendant Sharp opposes B.C. asset freeze order |
| 2022-10-18 20:47 | UU:*SEC | | Street Wire165 | SEC defendant Shapiro protests Aphria charges |
| 2022-10-17 20:51 | UU:*SEC | | Street Wire165 | SEC defendant Offill ordered to prison |
| 2022-10-14 20:22 | UU:*SEC | | Street Wire165 | SEC defendants Bhogal, Sidhu deny wrongdoing |
| 2022-10-12 09:00 | UU:*SEC | | In the News525 | Globe says SEC comes to rescue as Tilray comes clean |
| 2022-10-11 20:51 | UU:*SEC | | Street Wire165 | SEC fends off challenge from Vancouver's Stubos |
| 2022-10-07 20:32 | UU:*SEC | | Street Wire165 | SEC seeks ban, fine for Texas lawyer Stack |
| 2022-10-04 20:41 | UU:*SEC | | Street Wire165 | SEC, OSC move against $45M (U.S.) crypto scheme |
| 2022-10-03 20:46 | UU:*SEC | | Street Wire165 | SEC charges Vancouver's Stephens over OTC scheme |
| 2022-10-03 08:00 | UU:*SEC | | In the News525 | Globe says OSC charges former GlobeNewswire employees |
| 2022-09-30 20:39 | UU:*SEC | | Street Wire165 | SEC charges Dhillon over U.S. pharma company touting |
| 2022-09-29 20:50 | UU:*SEC | | Street Wire165 | SEC defendant Wygovsky pleads guilty in N.Y. |
| 2022-09-28 20:52 | UU:*SEC | | Street Wire165 | SEC cites OTC schemers for $9.1-million (U.S.) fraud |
| 2022-09-22 20:32 | UU:*SEC | | Street Wire165 | SEC defendant Roe protests Sandy Steele fine |
| 2022-09-16 20:49 | UU:*SEC | | Street Wire165 | SEC defendant Stack settles Marshall-linked charges |
| 2022-09-15 20:52 | UU:*SEC | | Street Wire165 | SEC defendant Offill criminally charged in Virginia |
| 2022-09-13 21:02 | UU:*SEC | | Street Wire165 | SEC defendant Palatnik denies wrongdoing |
| 2022-09-09 20:39 | UU:*SEC | | Street Wire165 | SEC fends off legal attack by Sharp associates |
| 2022-09-06 20:42 | UU:*SEC | | Street Wire165 | SEC's Petroteq defendant Korb denies wrongdoing |
| 2022-09-02 20:12 | UU:*SEC | | Street Wire165 | SEC, DOJ charge San Diego lawyer Coldicutt |
| 2022-09-01 20:45 | UU:*SEC | | Street Wire165 | SEC boiler room defendant Cohen headed back to jail |
| 2022-09-01 08:48 | UU:*SEC | | In the News525 | Globe says SEC okay with single-stock ETFs |
| 2022-08-31 20:28 | UU:*SEC | | Street Wire165 | SEC defendant Uboh ordered to pay $446,702 (U.S.) |
| 2022-08-30 20:34 | UU:*SEC | | Street Wire165 | SEC looking into Ignite International's revenue |
| 2022-08-26 20:49 | UU:*SEC | | Street Wire165 | SEC defendant Chartier facing 15 years in prison |
| 2022-08-26 07:32 | UU:*SEC | | In the News525 | FP/wire say SEC takes aim at executives' pay details |
| 2022-08-25 20:40 | UU:*SEC | | Street Wire165 | SEC adds Vancouver's Sidhu, Bhogal to Renovacare case |
| 2022-08-25 07:06 | UU:*SEC | | In the News525 | FP/wire say SEC concludes look at Twitter bots, spam |
| 2022-08-23 20:41 | UU:*SEC | | Street Wire165 | SEC defendant Ficeto unsuccessfully protests sentence |
| 2022-08-22 20:30 | UU:*SEC | | Street Wire165 | SEC comes to B.C. seeking homes, vehicles of Sharp crew |
| 2022-08-18 20:54 | UU:*SEC | | Street Wire165 | SEC seeks permanent ban, fine for Bahadoorsingh |
| 2022-08-17 20:43 | UU:*SEC | | Street Wire165 | SEC seeks fines for Sandy Steele defendant Roe |
| 2022-08-15 20:25 | UU:*SEC | | Street Wire165 | SEC charges Canadians for OTC hacking scheme |
| 2022-08-09 20:44 | UU:*SEC | | Street Wire165 | SEC defendant Wall protests pump-and-dump charges |
| 2022-08-04 20:44 | UU:*SEC | | Street Wire165 | SEC defendant Uboh pleads guilty |
| 2022-08-03 20:45 | UU:*SEC | | Street Wire165 | SEC defendant Stubos protests Petrosonic case |
| 2022-08-02 19:24 | UU:*SEC | | Street Wire165 | SEC defendant Sripetch receives 21 months in jail |
| 2022-07-27 20:49 | UU:*SEC | | Street Wire165 | SEC looks deeper into Renovacare, finds B.C. men |
| 2022-07-26 20:42 | UU:*SEC | | Street Wire165 | SEC defendant Sripetch makes his sentencing pitch |
| 2022-07-25 20:55 | UU:*SEC | | Street Wire165 | SEC permanently bans Zenosense defendant Clarke |
| 2022-07-22 08:41 | UU:*SEC | | In the News525 | Globe/wire say SEC takes aim at crypto insider trading |
| 2022-07-21 20:35 | UU:*SEC | | Street Wire165 | SEC defendant Sripetch facing two-year sentence |
| 2022-07-18 20:41 | UU:*SEC | | Street Wire165 | SEC wins ban, fine for Arias Intel defendant Gillespie |
| 2022-07-15 20:57 | UU:*SEC | | Street Wire165 | SEC wins asset freeze order for Calabrigo |
| 2022-07-15 09:11 | UU:*SEC | | In the News525 | Globe/NYT say SEC eyeballs Musk's dodgy disclosures |
| 2022-07-14 20:47 | UU:*SEC | | Street Wire165 | SEC insider trading defendant Roda pleads guilty |
| 2022-07-14 09:46 | UU:*SEC | | In the News525 | FP/wire say SEC undoes rules curbing proxy advisers |
| 2022-07-12 20:25 | UU:*SEC | | Street Wire165 | SEC defendant Patel pleads guilty in California |
| 2022-07-11 20:47 | UU:*SEC | | Street Wire165 | SEC permanently bans Tobin associate Quinn |
| 2022-07-06 20:37 | UU:*SEC | | Street Wire165 | SEC wins ban, $928,484 (U.S.) order for Bahadoorsingh |
| 2022-07-05 20:43 | UU:*SEC | | Street Wire165 | SEC says Csurgo ignoring Zenosense charges |
| 2022-07-04 20:21 | UU:*SEC | | Street Wire165 | SEC defendant Ferris pleads not guilty |
| 2022-06-30 20:49 | UU:*SEC | | Street Wire165 | SEC freezes accounts, properties in Stubos case |
| 2022-06-30 08:25 | UU:*SEC | | In the News525 | Globe says SEC's E&Y fine prompts questions here |
| 2022-06-29 19:16 | UU:*SEC | | Street Wire165 | SEC bans Bahadoorsingh associate Wilson |
| 2022-06-29 08:29 | UU:*SEC | | In the News525 | Globe/wire say SEC dings Ernst & Young $100M (U.S.) |
| 2022-06-27 19:46 | UU:*SEC | | Street Wire165 | SEC cites Vancouver's Moynes for OTC pump-and-dump |
| 2022-06-23 20:28 | UU:*SEC | | Street Wire165 | SEC defendant Hackett files appeal |
| 2022-06-20 20:43 | UU:*SEC | | Street Wire165 | SEC defendant Kon says proposed fine is excessive |
| 2022-06-17 20:35 | UU:*SEC | | Street Wire165 | SEC settles Score Media insider trading charges |
| 2022-06-15 09:25 | UU:*SEC | | In the News525 | Globe/wire say SEC chairman warns on crypto promises |
| 2022-06-14 20:52 | UU:*SEC | | Street Wire165 | SEC fines Petroteq, bans former president Blyumkin |
| 2022-06-14 08:27 | UU:*SEC | | In the News525 | Globe says even SEC couldn't stop crypto stupidity |
| 2022-06-13 20:53 | UU:*SEC | | Street Wire165 | SEC alleges insider trading in Score Media takeover |
| 2022-06-13 06:52 | UU:*SEC | | In the News525 | Globe/NYT say SEC investigates Goldman over ESG claims |
| 2022-06-10 20:39 | UU:*SEC | | Street Wire165 | SEC defendant Hackett receives four-year sentence |
| 2022-06-09 19:33 | UU:*SEC | | Street Wire165 | SEC's search for Kirk, Lee proving fruitless |
| 2022-06-09 08:58 | UU:*SEC | | In the News525 | Globe/wire say SEC wants more retail competition |
| 2022-06-08 20:46 | UU:*SEC | | Street Wire165 | SEC files fraud charges against Vancouver's Stubos |
| 2022-06-06 20:44 | UU:*SEC | | Street Wire165 | SEC defendant Clarke denies pump-and-dump charges |
| 2022-06-03 20:10 | UU:*SEC | | Street Wire165 | SEC wins $6.2M (U.S.) in fines for Knox entities |
| 2022-06-02 20:07 | UU:*SEC | | Street Wire165 | SEC defendant Hastings ordered to pay $7.3M (U.S.) |
| 2022-05-26 21:00 | UU:*SEC | | Street Wire165 | SEC fends off challenge over $13.9M (U.S.) note scheme |
| 2022-05-26 08:02 | UU:*SEC | | In the News525 | Globe says SEC gets tough on misleading ESG claims |
| 2022-05-25 09:28 | UU:*SEC | | In the News525 | Post/FT say SEC to crack down on phony ESG claims |
| 2022-05-24 20:49 | UU:*SEC | | Street Wire165 | SEC looks to add new allegations against Rayat |
| 2022-05-20 20:39 | UU:*SEC | | Street Wire165 | SEC seeks $906,468 (U.S.) order for recidivist Kon |
| 2022-05-16 20:33 | UU:*SEC | | Street Wire165 | SEC seeks asset freeze order for Ontario's Csurgo |
| 2022-05-13 20:42 | UU:*SEC | | Street Wire165 | SEC wins $52.9-million (U.S.) fine for West Van's Sharp |
| 2022-05-12 20:31 | UU:*SEC | | Street Wire165 | SEC defendant Lindsay receives 17 months |
| 2022-05-11 20:31 | UU:*SEC | | Street Wire165 | SEC seeks ban for Vancouver's Bahadoorsingh |
| 2022-05-10 20:45 | UU:*SEC | | Street Wire165 | SEC defendant Giguiere facing 27-month jail term |
| 2022-05-06 20:35 | UU:*SEC | | Street Wire165 | SEC defendant Lindsay facing 27 months in prison |
| 2022-04-26 20:32 | UU:*SEC | | Street Wire165 | SEC defendant Calabrigo pleads not guilty |
| 2022-04-22 19:28 | UU:*SEC | | Street Wire165 | SEC wins permanent ban for Tobin associate Lacher |
| 2022-04-21 20:31 | UU:*SEC | | Street Wire165 | SEC defendant Offill denies wrongdoing, blames others |
| 2022-04-21 08:18 | UU:*SEC | | In the News525 | Globe says SEC alleges Sidoo helped in pump-and-dump |
| 2022-04-20 20:56 | UU:*SEC | | Street Wire165 | SEC claims Israeli lawyer tipped ahead of takeover bid |
| 2022-04-20 08:42 | UU:*SEC | | In the News525 | Globe/wire say former SEC target loitering with intent |
| 2022-04-19 20:40 | UU:*SEC | | Street Wire165 | SEC cites Canadians Shah, Csurgo for $13M (U.S.) scheme |
| 2022-04-18 20:25 | UU:*SEC | | Street Wire165 | SEC, DOJ charge Vancouver's Lehner, Vasseur with fraud |
| 2022-04-14 20:35 | UU:*SEC | | Street Wire165 | SEC cites Canadian Bauer for $145M (U.S.) scheme |
| 2022-04-13 20:40 | UU:*SEC | | Street Wire165 | SEC defendant Isen facing 20-year jail term |
| 2022-04-08 20:49 | UU:*SEC | | Street Wire165 | SEC defendant Bortnovsky placed on GPS monitoring |
| 2022-04-07 20:34 | UU:*SEC | | Street Wire165 | SEC says Bahadoorsingh ignoring Aureus charges |
| 2022-04-06 20:37 | UU:*SEC | | Street Wire165 | SEC defendant Whiteley a nasty neighbour |
| 2022-04-04 20:51 | UU:*SEC | | Street Wire165 | SEC defendant Bortnovsky accused of intimidation |
| 2022-03-31 20:39 | UU:*SEC | | Street Wire165 | SEC defendant Hackett asks judge for new trial |
| 2022-03-30 20:38 | UU:*SEC | | Street Wire165 | SEC defendant Roe to pay at least $581,406 (U.S.) |