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News for U:*SEC from 2024-02-15 to 2025-02-14 - 155 items News ReleasesIn The NewsOther CAUS
DateSymPriceTypeHeadline
2025-02-13 19:59U:*SECStreet WireSEC's Sandy Steele defendant Schmidt to plead guilty
2025-02-12 20:17U:*SECStreet WireSEC defendant Pizzello makes deal with prosecutors
2025-02-11 19:59U:*SECStreet WireSEC pauses case against Binance, Zhao
2025-02-07 19:48U:*SECStreet WireSEC defendant Quattrocchi agrees to testify for gov't
2025-02-05 20:34U:*SECStreet WireSEC alleges insider trading in Goodness Growth deal
2025-02-04 19:51U:*SECStreet WireSEC seeks permanent ban for Ontario's Wexler
2025-02-03 20:36U:*SECStreet WireSEC wins $4.6M (U.S.) judgment against Gastauer
2025-01-29 19:20U:*SECStreet WireSEC seeks ban, $8M (U.S.) for Biller associate Dove
2025-01-27 19:56U:*SECStreet WireSEC wins 10-year ban for Biozoom defendant Panther
2025-01-24 19:28U:*SECStreet WireSEC bans Biller associates Plaizier, Alvarez
2025-01-21 19:45U:*SECStreet WireSEC defendant Padilla permanently banned
2025-01-16 20:12U:*SECStreet WireSEC defendant Stack's penalty cut to $98,639 (U.S.)
2025-01-16 08:49U:*SECIn the NewsGlobe/wire say SEC told famous short-seller closes shop
2025-01-13 19:01U:*SECStreet WireSEC fines BMO $40M (U.S.) for misleading bond offerings
2025-01-10 19:06U:*SECStreet WireSEC reaches $1.7M (U.S.) settlement with WWE's McMahon
2025-01-10 09:05U:*SECIn the NewsGlobe says deceptive mask man Caridi settles with SEC
2025-01-08 20:53U:*SECStreet WireSEC fines, bans Tree of Knowledge's Caridi
2025-01-07 20:50U:*SECStreet WireSEC defendants Cohen, Verderosa must pay $15.3M (U.S.)
2025-01-06 19:59U:*SECStreet WireSEC defendant Barone ordered to pay $4.7-million (U.S.)
2025-01-03 19:35U:*SECStreet WireSEC fines auditors of Bilzerian's Ignite International
2025-01-03 08:33U:*SECIn the NewsGlobe/wire say SEC target Kwon behind bars in N.Y.
2025-01-02 07:46U:*SECIn the NewsGlobe/wire say Trump, SEC help bitcoin wow markets
2024-12-31 19:16U:*SECStreet WireSEC defendant Biller to plead guilty in New York
2024-12-27 18:26U:*SECStreet WireSEC permanently bans Forcefield defendant Brown
2024-12-20 20:02U:*SECStreet WireSEC wins ban, $2.3-million (U.S.) judgment for Mihaylov
2024-12-18 20:09U:*SECStreet WireSEC defendant Hackett loses criminal appeal
2024-12-17 19:46U:*SECStreet WireSEC defendant Mihaylov avoids U.S. prosecution
2024-12-12 11:51U:*SECStreet WireSEC defendants Destler, Lazerus acquitted
2024-12-09 20:53U:*SECStreet WireSEC defendant Hackett appeals permanent ban
2024-12-05 19:48U:*SECStreet WireSEC defendants Barone, Chumenko sentenced to probation
2024-12-04 20:10U:*SECStreet WireSEC defendant Dhillon receives four months in prison
2024-12-02 20:29U:*SECStreet WireSEC's Canafarma defendant Chumenko to see no jail time
2024-11-29 20:00U:*SECStreet WireSEC defendant Dhillon facing 18-month jail term
2024-11-28 19:51U:*SECStreet WireSEC defendant Wexler responds to VMS, Argus charges
2024-11-27 20:51U:*SECStreet WireSEC defendant Dhillon looks to avoid jail
2024-11-25 19:58U:*SECStreet WireSEC's Preston defendant Stack wins appeal
2024-11-21 20:11U:*SECStreet WireSEC wins $10.8-million (U.S.) in fines for U.K.'s Page
2024-11-21 07:50U:*SECIn the NewsGlobe/wire say SEC gets 18-year sentence for Hwang
2024-11-20 20:25U:*SECStreet WireSEC, DOJ charge ex Caisse employee in bribery case
2024-11-19 19:59U:*SECStreet WireSEC wins permanent ban for Arias Intel's Hackett
2024-11-18 20:25U:*SECStreet WireSEC comes to Vancouver seeking Roe's money
2024-11-13 20:21U:*SECStreet WireSEC defendant Dhillon ordered to forfeit $1.49M (U.S.)
2024-11-11 20:32U:*SECStreet WireSEC defendant Barone headed for light sentence
2024-11-07 20:04U:*SECStreet WireSEC bans Padilla for Canadian-linked OTC scheme
2024-11-06 19:03U:*SECStreet WireSEC defendant Rice appeals $11-million (U.S.) judgment
2024-11-01 19:28U:*SECStreet WireSEC defendant Bauer to plead guilty in N.Y.
2024-10-29 20:30U:*SECStreet WireSEC's Nonko defendant Armon receives probation
2024-10-22 20:16U:*SECStreet WireSEC fines Left associate Choi $1.8-million (U.S.)
2024-10-22 07:13U:*SECIn the NewsGlobe says SEC finds Canada wrestling with greenwashing
2024-10-21 20:27U:*SECStreet WireSEC files insider trading charges over Bellus takeover
2024-10-17 19:53U:*SECStreet WireSEC defeats appeal from Kansas tout Kon
2024-10-15 20:32U:*SECStreet WireSEC defendant Knox's jail term dropped to two years
2024-10-09 08:20U:*SECIn the NewsGlobe/wire say bitcoin listless despite boost from SEC
2024-10-07 20:10U:*SECStreet WireSEC defendant Left asks judge to dismiss fraud charges
2024-10-04 20:45U:*SECStreet WireSEC wins 10-year ban for Vancouver's Miller
2024-10-02 20:32U:*SECStreet WireSEC bans Vancouver-linked Gibraltar Securities
2024-10-01 20:55U:*SECStreet WireSEC wins permanent ban against Vancouver's Babini
2024-10-01 08:42U:*SECIn the NewsGlobe/wire say SEC pulls back curtain on Big Oil abroad
2024-09-27 19:49U:*SECStreet WireSEC, DOJ charge Paul Bilzerian over Ignite Int'l fraud
2024-09-26 19:56U:*SECStreet WireSEC files charges over Enerkon pump-and-dump
2024-09-24 20:01U:*SECStreet WireSEC fines CIBC, Canaccord over messaging apps
2024-09-23 20:29U:*SECStreet WireSEC wins $11M (U.S.) judgment against Minnesota's Rice
2024-09-19 09:19U:*SECIn the NewsGlobe/wire say SEC lowers price increments to half cent
2024-09-18 19:44U:*SECStreet WireSEC permanently bans Canafarma defendant Fargesen
2024-09-13 20:03U:*SECStreet WireSEC defendant Padilla opposes sale of his home
2024-09-12 20:17U:*SECStreet WireSEC defendant Skriloff accepts $230,464 (U.S.) fine
2024-09-10 20:21U:*SECStreet WireSEC bans, fines Tobin associate Quinn
2024-09-10 09:09U:*SECIn the NewsGlobe/NYT say SEC takes on short seller Left
2024-09-09 20:25U:*SECStreet WireSEC defendant Babini looks to avoid permanent U.S. ban
2024-09-06 19:36U:*SECStreet WireSEC wins permanent ban for boiler room operator Cohen
2024-09-05 20:24U:*SECStreet WireSEC defendant Lindsay settles insider trading charges
2024-08-30 19:30U:*SECStreet WireLoop Industries trial ends with hung jury
2024-08-28 08:56U:*SECIn the NewsGlobe/wire say Nasdaq pitches SEC on bitcoin options
2024-08-27 20:15U:*SECStreet WireSEC sees Sharp associates appeal fines, bans
2024-08-26 20:46U:*SECStreet WireSEC defendant Giguiere appeals $10.7M (U.S.) judgment
2024-08-20 19:49U:*SECStreet WireSEC permanently bans Rarus defendant Ciccarelli
2024-08-20 08:39U:*SECIn the NewsGlobe columnist sees Harris ponder SEC boss's future
2024-08-14 08:26U:*SECIn the NewsGlobe says SEC wins court order against lawyer Sharp
2024-08-13 20:12U:*SECStreet WireSEC defendants Scott, Whiteley accept permanent bans
2024-08-12 20:35U:*SECStreet WireSEC wins B.C. asset freeze against West Van's Sharp
2024-08-09 19:26U:*SECStreet WireSEC's Petroteq defendant Bongiorno pleads guilty
2024-08-07 20:27U:*SECStreet WireSEC defendant Left released on $4-million (U.S.) bond
2024-08-06 20:03U:*SECStreet WireSEC defendant Mikula arrested for drinking and driving
2024-08-02 19:41U:*SECStreet WireSEC boiler room defendants Chartier, Isen lose appeal
2024-08-01 19:28U:*SECStreet WireSEC defendant Left pleads not guilty
2024-08-01 08:02U:*SECIn the NewsGlobe/wire say Trump ready to fire SEC head over crypto
2024-07-29 20:12U:*SECStreet WireSEC seeks permanent ban for Arias Intel's Hackett
2024-07-29 07:59U:*SECIn the NewsFP/wire say SEC accuses short-seller Left of fraud
2024-07-23 20:26U:*SECStreet WireSEC defendant Alomari protests TAAT charges
2024-07-19 20:03U:*SECStreet WireSEC wins $1.4M (U.S.) judgment for Petroteq tout Arthur
2024-07-18 21:04U:*SECStreet WireSEC defendant Sexton appealing $18.9M (U.S.) judgment
2024-07-17 06:47U:*SECIn the NewsGlobe/wire say SEC told Guo found guilty in New York
2024-07-15 19:48U:*SECStreet WireSEC defendant Padilla's home targeted by prosecutors
2024-07-12 16:53U:*SECStreet WireSEC defendant Skriloff accepts U.S. ban, fine
2024-07-11 14:00U:*SECStreet WireSEC defendant Fargesen sentenced to five years
2024-07-11 08:00U:*SECIn the NewsGlobe/wire say SEC target Hwang convicted of fraud
2024-07-05 17:16U:*SECStreet WireSEC defendant Fargesen facing 6-1/2 years in prison
2024-07-03 19:53U:*SECStreet WireSEC defendant Heatherington receives 3-1/2 years
2024-07-02 20:16U:*SECStreet WireSEC wins case against offshore operator Gentile
2024-06-26 19:53U:*SECStreet WireSEC defendant Ciccarelli sentenced to one year
2024-06-25 19:39U:*SECStreet WireSEC files charges over Torchlight Energy manipulation
2024-06-24 08:45U:*SECIn the NewsGlobe/NYT say SEC told U.K. rules on climate disclosure
2024-06-20 20:20U:*SECStreet WireSEC defendant Heatherington facing four-year sentence
2024-06-19 19:03U:*SECStreet WireSEC defendant Sripetch appeals $3.3M (U.S.) judgment
2024-06-18 20:42U:*SECStreet WireSEC defendant Heatherington makes his sentencing pitch
2024-06-14 18:30U:*SECStreet WireSEC permanently bans Scott Marshall associate Tucker
2024-06-13 19:55U:*SECStreet WireSEC wins $10M (U.S.) order for California tout Giguiere
2024-06-13 07:13U:*SECIn the NewsGlobe says SEC fines Anson for short-selling disclosure
2024-06-12 20:14U:*SECStreet WireSEC fines Anson entities $2.25-million (U.S.)
2024-06-11 20:33U:*SECStreet WireSEC's Nonko defendant Avnon to plead guilty
2024-05-30 20:03U:*SECStreet WireSEC defendant Dills sentenced to house arrest
2024-05-23 20:24U:*SECStreet WireSEC boiler room defendant Matz receives house arrest
2024-05-22 19:52U:*SECStreet WireSEC defendant Ciccarelli facing 33-month sentence
2024-05-22 09:12U:*SECIn the NewsGlobe/wire say SEC told foreigners might not like T+1
2024-05-14 20:00U:*SECStreet WireSEC defendant Dills looks to avoid prison
2024-05-13 20:14U:*SECStreet WireSEC wins $5.86M (U.S.) in fines for Sharp associates
2024-05-13 07:38U:*SECIn the NewsGlobe says SEC finds markets moving to 24/7 trading
2024-05-08 20:16U:*SECStreet WireSEC charges Alomari, aka "GMoney," for on-line touting
2024-05-06 20:21U:*SECStreet WireSEC bans, fines Neptune Wellness ex Moretz
2024-04-30 16:44U:*SECStreet WireSEC defendant Zhao receives four months in prison
2024-04-29 19:47U:*SECStreet WireSEC permanently bans Argus defendant McAlpine
2024-04-24 19:57U:*SECStreet WireSEC defendant Zhao facing three-year sentence
2024-04-23 20:20U:*SECStreet WireSEC fines, suspends former Petroteq CFO Korb
2024-04-19 19:50U:*SECStreet WireSEC defendant Jamani denies wrongdoing
2024-04-18 20:57U:*SECStreet WireSEC wins ban, $1.3-million (U.S.) judgment for Patel
2024-04-17 20:25U:*SECStreet WireSEC defendant Hackett looks to re-open case
2024-04-16 20:48U:*SECStreet WireSEC wins $2.3-million (U.S.) judgment for Stubos's wife
2024-04-12 19:57U:*SECStreet WireSEC orders Petroteq ex Blyumkin to pay $2M (U.S.)
2024-04-11 21:06U:*SECStreet WireSEC defendant Abujudeh receives probationary sentence
2024-04-09 20:36U:*SECStreet WireSEC fines, bans Ontario lawyer Borden
2024-04-08 20:38U:*SECStreet WireSEC defendants Mikula, Fernandez plead guilty
2024-04-04 20:23U:*SECStreet WireSEC defendant Bauer pleads not guilty
2024-04-03 20:20U:*SECStreet WireSEC seeks ban, $2.4-million (U.S.) judgment for Patel
2024-04-02 20:24U:*SECStreet WireSEC wins $45.9-million (U.S.) judgment for Mimun
2024-03-27 18:29U:*SECStreet WireSEC wins permanent ban for Quebec's Di Carlo
2024-03-26 20:58U:*SECStreet WireSEC defendant Farber denies wrongdoing
2024-03-22 20:30U:*SECStreet WireSEC seeks permanent ban for Biozoom defendant Panther
2024-03-21 20:28U:*SECStreet WireSEC wins ban, $7.2-million (U.S.) judgment for Dills
2024-03-19 08:00U:*SECIn the NewsGlobe says SEC dings Toronto's Delphia for "AI washing"
2024-03-15 18:09U:*SECStreet WireSEC's Biozoom defendant Ciupiak permanently banned
2024-03-13 20:53U:*SECStreet WireSEC defendant Babini sentenced to time served
2024-03-07 20:43U:*SECStreet WireSEC defendant Babini facing eight-month sentence
2024-03-07 08:05U:*SECIn the NewsGlobe/AP say SEC approves less stringent GHG reporting
2024-03-06 23:50U:*SECStreet WireSEC's penalties "far beyond reasonable," says Friesen
2024-03-01 19:48U:*SECStreet WireSEC defendant Dhillon's Long Beach home headed for sale
2024-02-28 20:59U:*SECStreet WireSEC defendant Zhao agrees to surrender passport
2024-02-27 20:11U:*SECStreet WireSEC defendant Rayat accepts ban, $2.7M (U.S.) judgment
2024-02-26 07:43U:*SECIn the NewsGlobe/wire say SEC defendant Binance fined $4.3B (U.S.)
2024-02-26 07:13U:*SECIn the NewsFP/wire say SEC mulls social-media player Reddit's IPO
2024-02-23 20:43U:*SECStreet WireSEC revokes St. Julien's Forcefield Energy
2024-02-22 06:55U:*SECIn the NewsVan Sun says SEC suspect fights for money in B.C. court
2024-02-21 20:46U:*SECStreet WireSEC defendant Almagarby appeals ban, wins
2024-02-20 21:05U:*SECStreet WireSEC defendant Mikula facing criminal charges
2024-02-16 20:32U:*SECStreet WireSEC defendant Gastauer wins appeal of $4M (U.S.) order
2024-02-15 20:11U:*SECStreet WireSEC defendant Scott avoids jail for SAExploration fraud