| 2026-03-12 08:50 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says OSC, CIRO hear bank competition complaint |
| 2026-03-03 08:49 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says Hampton Securities CEO appealing CIRO ruling |
| 2026-03-02 19:09 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO respondent Deeb seeks to overturn fine, ban |
| 2026-02-19 20:20 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO orders Hampton CEO Deeb to pay $1.95-million |
| 2026-01-30 20:28 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines RBC ex Seto after large cash transactions |
| 2026-01-22 20:39 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO pursues RBC over supervision failures |
| 2026-01-19 19:37 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans National Bank ex Ewing for 10 years |
| 2026-01-16 19:19 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO permanently bans TD ex Naek |
| 2026-01-15 07:17 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says CIRO suffered a data breach last year |
| 2026-01-09 19:39 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO permanently bans Lieff over car loan scheme |
| 2026-01-06 20:26 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites McMillan after clients, others lose $560,000 |
| 2025-12-23 19:52 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Abisaleh for misappropriating client money |
| 2025-12-15 19:00 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO suspends Ventum's Hildebrandt for three months |
| 2025-12-04 19:59 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans Keough after elderly client's money moved |
| 2025-12-01 20:05 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO orders RBC ex Espeseth to pay $695,000 |
| 2025-11-26 20:26 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Desjardins ex Lau over client dealings |
| 2025-11-12 19:54 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites BMO ex Felker for altering client's account |
| 2025-10-27 19:58 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites former PFSL employees for misappropriation |
| 2025-09-18 19:12 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans former Investors Group employee Dakik |
| 2025-09-15 20:15 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO finds TD ex Naek liable for misappropriation |
| 2025-09-15 08:55 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says hackers hit CIRO, members' data breached |
| 2025-09-05 19:33 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites PFSL over elderly client's $987,562 account |
| 2025-08-29 20:44 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans, fines former Scotia employee Lougheed |
| 2025-08-19 20:01 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Hossain after client loses $1-million |
| 2025-07-09 08:08 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says OSC, CIRO examine sales pressures at banks |
| 2025-07-07 19:40 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines, suspends former RBC employee Liu |
| 2025-07-02 19:46 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO orders Ventum to pay $2.3M over dodgy OTC trading |
| 2025-06-30 09:28 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says CIRO accepts settlement with Ventum |
| 2025-06-24 17:36 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO deems Lougheed liable for off-book activity |
| 2025-06-20 19:53 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines former Investors Group employee Smith $1.5M |
| 2025-06-10 19:00 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Scotia ex Ladeiro for misappropriation |
| 2025-05-28 20:02 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO orders Canaccord to pay $2.8M over dodgy clients |
| 2025-05-20 07:14 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says CIRO reaches $2.8M settlement with Canaccord |
| 2025-05-16 08:56 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says Ontario boosts CIRO's enforcement powers |
| 2025-05-01 19:44 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines Cumberland Private Wealth's Perron $200,000 |
| 2025-04-30 20:01 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO finds accusations against Hall unsubstantiated |
| 2025-04-09 20:30 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO to get a new hearing for Englesby, Nishimura |
| 2025-04-08 19:00 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO permanently bans Assante ex Tomkins |
| 2025-04-03 19:48 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines Quadrus ex Griffioen $75,000 |
| 2025-03-21 19:55 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Quadrus ex Lieff over used car business |