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News for C:*SEC from 2018-10-19 to 2019-10-18 - 35 items News ReleasesIn The NewsOther
DateSymCompanyPriceTypeHeadline
2019-10-16 11:00*SECU S Securities and Exchange CommissionStreet WireSEC defendant Lawler answers pump-and-dump charges
2019-09-25 08:48*SECU S Securities and Exchange CommissionIn the NewsGlobe says Kik pink-slips staff in face of SEC charges
2019-09-25 07:10*SECU S Securities and Exchange CommissionIn the NewsFP says SEC target Kik also wrestled with exploitation
2019-09-24 08:33*SECU S Securities and Exchange CommissionIn the NewsGlobe/wire say Nissan, Ghosn settle with SEC
2019-09-18 08:59*SECU S Securities and Exchange CommissionIn the NewsPost says pension giant "omitted" $2.46B in SEC report
2019-09-09 20:47*SECU S Securities and Exchange CommissionStreet WireSEC-banned Paolucci pleads guilty in Pennsylvania
2019-08-28 07:06*SECU S Securities and Exchange CommissionIn the NewsFP/wire say SEC mulls regulating Facebook virtual coin
2019-08-16 09:47*SECU S Securities and Exchange CommissionIn the NewsFP/wire say SEC hears from Markopolos, this time GE
2019-08-08 09:06*SECU S Securities and Exchange CommissionIn the NewsGlobe/CP say SEC alleges Kik illegally sold coins
2019-07-19 11:02*SECU S Securities and Exchange CommissionStreet WireSEC defendant SeeThruEquity accepts fine, potential ban
2019-07-18 09:28*SECU S Securities and Exchange CommissionIn the NewsFP/wire say SEC hears Kingate coughs up in Madoff case
2019-06-06 09:26*SECU S Securities and Exchange CommissionIn the NewsFP/wire say SEC okays "best interest" rules for brokers
2019-06-05 08:23*SECU S Securities and Exchange CommissionIn the NewsGlobe says SEC sues Canadian start-up Kik over offering
2019-05-27 09:41*SECU S Securities and Exchange CommissionIn the NewsFP/wire say SEC investigates Boeing over Max disclosure
2019-05-21 09:27*SECU S Securities and Exchange CommissionIn the NewsPost says Canadian twist settled in SEC-Madoff case
2019-05-15 09:17*SECU S Securities and Exchange CommissionIn the NewsGlobe says SEC settles with Tapscott, blockchain firm
2019-04-22 06:51*SECU S Securities and Exchange CommissionIn the NewsFP/wire say Musk, SEC seek more time to work out deal
2019-04-08 09:44*SECU S Securities and Exchange CommissionIn the NewsPost/AP say SEC, Musk ordered to meet over tweets
2019-04-05 09:06*SECU S Securities and Exchange CommissionIn the NewsGlobe/wire say SEC gets Tesla's Musk in front of judge
2019-03-28 08:18*SECU S Securities and Exchange CommissionIn the NewsGlobe/wire say top U.S. court backs SEC in fraud case
2019-03-20 08:31*SECU S Securities and Exchange CommissionIn the NewsGlobe/AP say SEC scornful of Musk's contempt defence
2019-03-18 08:56*SECU S Securities and Exchange CommissionIn the NewsGlobe/NYT say SEC accuses ex-VW CEO in emissions fraud
2019-03-15 09:12*SECU S Securities and Exchange CommissionIn the NewsGlobe says Volkswagen may face SEC suit over Dieselgate
2019-02-27 09:21*SECU S Securities and Exchange CommissionIn the NewsGlobe/wire say SEC hauls Musk back into court
2019-02-14 09:15*SECU S Securities and Exchange CommissionIn the NewsGlobe says ex-Apple secretary hit by SEC civil charges
2019-01-30 09:10*SECU S Securities and Exchange CommissionIn the NewsGlobe says OSC, SEC take aim at abusive short-selling
2018-12-31 07:30*SECU S Securities and Exchange CommissionIn the NewsGlobe/wire say SEC ponders "independent" appointment
2018-12-28 08:09*SECU S Securities and Exchange CommissionIn the NewsGlobe/wire say SEC to operate with reduced staff
2018-12-27 09:28*SECU S Securities and Exchange CommissionIn the NewsFP/wire say SEC fines JPMorgan over ADR fraud
2018-12-17 06:58*SECU S Securities and Exchange CommissionIn the NewsPost says courts mull PwC's role in SEC's Madoff case
2018-12-12 09:31*SECU S Securities and Exchange CommissionIn the NewsFP/wire say SEC told Madoff victims get another US$419M
2018-12-07 18:59*SECU S Securities and Exchange CommissionStreet WireSEC defendant Dalmy's jail term grows to five years
2018-11-09 06:57*SECU S Securities and Exchange CommissionIn the NewsVan Sun/wire say SEC target Musk gives up chairmanship
2018-10-31 08:59*SECU S Securities and Exchange CommissionIn the NewsGlobe says SEC investigates GE's accounting practices
2018-10-29 09:19*SECU S Securities and Exchange CommissionIn the NewsPost says FBI next to probe Tesla after SEC