C:*SEC - SEC settles with Exotics.com's Rabinovitz and Corso
[2010-03-18 14:31 ET]
The SEC has settled with Brian Rabinovitz and Stephen Corso, two auditors in the Exotics.com market manipulation case. Both men have agreed to orders barring future violations, and Mr. Rabinovitz has agreed to a $30,000 (U.S.) fine. more... C:*SEC - SEC sues Russian for account hijackings
[2010-03-17 15:05 ET]
The SEC has filed a market manipulation lawsuit against Valery Maltsev, 36, of Russia. The regulator claims that Mr. Maltsev manipulated 38 stocks by hijacking brokerage accounts of unwitting investors. more... C:*CNSX - Pure competitor Alpha told to send feed to TMX
[2010-03-16 14:49 ET]
Pure Trading was the third most active of Canada's alternative trading systems in the week ended March 12, 2010. It appears that on behalf of the CSA, the OSC is applying pressure on Alpha ATS to provide its market data to the TMX IP. more... C:*SEC - SEC target Stocker receives 33 months
[2010-03-16 14:38 ET]
SEC target David Stocker has received 33 months in jail for securities fraud. The judge has also ordered him to pay $6.3-million (U.S.) in victim compensation and to turn $2.1-million (U.S.) in assets over to the government. more... C:*SEC - SEC target Georgiou appeals for release
[2010-03-15 15:17 ET]
SEC target George Georgiou, who is in jail awaiting sentencing for criminal fraud charges, is asking the appeal court to reinstate his bail. He says he has grounds for a new trial, and does not represent a flight risk. more... C:*SEC - SEC names Vancouverite in Recov Energy suit
[2010-03-12 14:27 ET]
The SEC has filed civil fraud charges against Vancouver resident Victoria Chen and others for receiving and selling improperly issued shares of an OTC-BB company. The regulator says the company issued the shares to settle debts that did not exist. more... C:*SEC - SEC wins $1-million (U.S.) order against Whittemore
[2010-03-11 14:31 ET]
The SEC has won $1-million (U.S.) in penalties against David Whittemore, a Texas man who sent phony voice mails touting Yap International Inc. Mr. Whittemore unsuccessfully argued that his lawyer, Phillip Offill, was "the real bad guy." more... C:*SEC - SEC wins pump-and-dump case against Mrakuzic
[2010-03-10 14:27 ET]
The SEC has won its case against Vancouver broker Darko Mrakuzic. On March 8, a Florida jury found him guilty of civil fraud in the pump-and-dump of Global Development and Environmental Inc. The judge has yet to decide his fine. more... C:CMKX - CMKM Diamonds looks abroad for help
[2010-03-10 14:09 ET]
CMKM Diamonds class-action lawyer, A. Clifton Hodges, is increasing the heat on U.S. regulators to release trillions for his clients. He hopes to enlist the Queen's assistance. more... C:*CNSX - Pure competitor Alpha increases market share again
[2010-03-09 17:40 ET]
Pure Trading was Canada's third most active alternative trading system in the week ended March 5, 2010. Alpha captured a record 30 per cent of TSX stocks on Monday while Chi-X offered an analogy between the Olympics and trading stocks. more... 
| | US Headlines
WWE - WWE® CFO George Barrios to Participate in the Sidoti & Co. 14th Annual NY Emerging Growth Conference on March 23rd
[2010-03-18 20:16 ET]
LVLT - Level 3 to Deliver U.S. Network Services for PT. Telkom Indonesia International
[2010-03-18 20:00 ET]
BWEN - Broadwind Energy Appoints New President of Brad Foote Gear Works
[2010-03-18 20:00 ET]
NDN - 99¢ Only Stores® to Award $999.99 to the 999th Place Finishing Runner of This Sunday’s Los Angeles Marathon to Promote Health and Fitness
[2010-03-18 19:52 ET]
CVRX - SEDAR Interim Financial Statements
[2010-03-18 19:47 ET]
EMKR - EMCORE Releases High-Power, Ultra-Low RIN DWDM Laser Modules
[2010-03-18 19:44 ET]
TGB - Taseko announces 2009 year end results
[2010-03-18 19:43 ET]
CVRX - SEDAR MD & A
[2010-03-18 19:41 ET]
EGO - Eldorado Gold Corporation: 2009 Year End Financial Results
[2010-03-18 19:28 ET]
DIS - Statement by Robert A. Iger, President and CEO, The Walt Disney Company, on the Passing of Fess Parker
[2010-03-18 18:42 ET]
XDC - Xtreme Coil customer in Mexico runs out of money
[2010-03-18 20:20 ET]
Xtreme Coil Drilling Corp.'s customer in Mexico has run out of money to drill any more wells. Xtreme Coil had contracts to supply the global oil field services company with 10 drill rigs for work on the ATG projects. more... ARF - Armtec earns $48.41-million from operations in 2009
[2010-03-18 20:09 ET]
Armtec Infrastructure Income Fund earned $48.41-million from operations and had revenue of $463.82-million in 2009. It earned $40.62-million from operations and had revenue of $392.06-million in 2008. It does not include its 2009 net income or loss. more... SSI - Sterling Shoes loses $27.63-million in 2009
[2010-03-18 19:56 ET]
Sterling Shoes Income Fund lost $27.63-million on sales of $131.17-million in 2009. That compares with net earnings of $6.72-million on sales of $130.76-million in 2008. more... CMJ - Colombian Mines 4.1-million-share private placement
[2010-03-18 19:54 ET]
Colombian Mines Corp. has received TSX-V approval for a 4.1-million-share private placement at 95 cents. Five pro groups and 128 hidden placees are subscribing. more... VAA - Vaaldiam takeover receives court approval
[2010-03-18 19:39 ET]
Vaaldiam Resources Ltd. has received approval from the Ontario Superior Court of Justice for its takeover. Vaaldiam expects Tiomin Resources Inc. to acquire all of its shares by March 23, 2010. more... ELD - Eldorado Gold earns $102.4-million (U.S.) in 2009
[2010-03-18 19:36 ET]
Eldorado Gold Corp. earned $102.4-million (U.S.) on revenues of $360.72-million (U.S.) in the year ended Dec. 31, 2009. This compares with earnings of $163.65-million (U.S.) on revenues of $288.23-million (U.S.) in 2008. more... AIR - Cleanfield 211,125 shares for debt
[2010-03-18 19:33 ET]
Cleanfield Alternative Energy Inc. has filed with the TSX-V its proposal to issue 211,125 shares to settle $67,560 in debt. Four creditors, including one insider, are receiving the shares. more... CWK - Cinema Internet 16,455,764 shares for debt
[2010-03-18 19:30 ET]
Cinema Internet Networks Inc. has filed with the TSX-V its proposal to issue 16,455,764 shares to settle $366,444 in debt. Thirteen creditors, including three insiders, are receiving the shares. more... MBA - CIBT Education agreement for KGIC Education Group
[2010-03-18 19:21 ET]
CIBT Education Group Inc. has filed with the TSX-V its agreement to acquire KGIC Education Group Inc. The company will pay up to $8-million and it will issue $964,338 worth of stock. more... IFX - Imaflex loses $403,000 in 2009
[2010-03-18 19:16 ET]
Imaflex Inc. lost $403,000 on sales of $48.19-million in 2009. That compares with a net loss of $2.09-million on sales of $54.57-million in 2008. more...
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