An anonymous director reports
MEDIA RELEASE - OSC ANNOUNCES AGENDA FOR ROUNDTABLE ON PROPOSED WHISTLEBLOWER PROGRAM
The Ontario Securities Commission has released the final agenda, discussion topics and list of panellists for the round table on June 9, 2015, to discuss the issues outlined in OSC staff consultation paper 15-401. The consultation paper proposed a new whistleblower program to encourage the reporting of serious misconduct of Ontario securities law to the OSC.
The OSC round table will take place from 9 a.m. to 12 p.m. on the 22nd floor of the commission's offices, located at 20 Queen St. West in Toronto, Ont.
Interested parties who wish to attend the event are asked to send an e-mail with full contact information to register as space is limited.
Media interested in attending the round table should contact the OSC to register.
The agenda and schedule of panel participants are shown in the associated table.
ROUND TABLE AGENDA
Agenda
time Topic Panellists
arrival/
8:30 -- 9 a.m. check-in
introduction and Mary Condon
9 -- 9:15 a.m. opening remarks (OSC commissioner)
Mary Condon
(OSC commissioner),
Marian Passmore
(Canadian Foundation
for Advancement of
Investor Rights),
John Pecman
(Competition Bureau),
Dimitri Lascaris
(Siskinds LLP),
topic 1: Jane Norberg
effectiveness of (U.S. Securities and
9:15 -- 10 a.m. whistleblower programs Exchange Commission)
Alan Lenczner
(OSC Commissioner),
Connie Craddock
(OSC investor
advisory panel),
Daniel Pugen
topic 2: (McCarthy Tetrault),
whistleblower David Hausman
protections -- (Fasken Martineau),
anti-retaliation measures Jordan Thomas
and whistleblower (Labaton Sucharow LLP)
10 -- 10:45 a.m. confidentiality
10:45 -- 11 a.m. break
Tim Moseley
(OSC commissioner),
Megan Telford
(TD Bank Group),
Sheila A. Murray
topic 3: (CI Financial Corp.),
impact of an Linda Fuerst
OSC whistleblower (Lenczner Slaght),
program on internal Christine Wiedman
11 -- 11:45 a.m. compliance systems (University of Waterloo)
11:45 -- 12 p.m. closing
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